David P. Jones

BAILARD

Austin, TX

Some features on this profile are disabled

CRD#: 6410949

Professional summary

David Prestwich Jones II, CFP®, who also goes by David Prestwich Jones, is a registered financial advisor currently at BAILARD, INC. located in Austin, Texas.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. David has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Prestwich Jones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of Business: EstateGuidePro LLC Investment-Related: No Address: 8201 Cobblestone, Austin, TX 78735. Nature of Business: Education (will provide education for professionals and others on wealth transfer topics, such as estate planning, philanthropy, etc.) Title/Role: Founder, Owner, Member/Manager Hours: 5-10; not during trading hours Duties: Create on-line course materials

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Prestwich Jones II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

September 24, 2021 - Present

BAILARD, INC.

RIA

CRD#: 110550

Austin, TX

Past

May 29, 2015 - July 21, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SAN FRANCISCO, CA

Past

March 17, 2015 - July 21, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BAILARD, INC.

CRD#: 110550 / SEC#: 801-8562

RIA

Registered Investment Advisory firm - (3/3/1972 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/24/2021)

IAR

Texas
(9/24/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/28/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/21/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/17/2015

General Securities Representative Examination

Current Firm

BAILARD, INC.

CRD#: 110550 / SEC#: 801-8562

RIA

Registered Investment Advisory firm - (3/3/1972 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

950 Tower Ln Ste 1900, Foster City, CA 94404-2131

Mailing Address

Phone number

(650) 571-5800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BAILARD ADV 2A (BROCHURE) (5/30/2025)

Regulatory assets under management

Total Number of Accounts	2,573
AUM (Assets Under Management)	$ 6,538,323,255

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David P. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Prestwich Jones II's CRS (Customer Relationship Summary).

Certified licenses

Experience

BAILARD, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

BAILARD, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/28/2015

SIE

Date: 7/21/2017

Series 7

Date: 3/17/2015

Current Firm

BAILARD, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BAILARD, INC.

TRUST BUT VERIFY

Similar Advisors