David D. Janke

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CRD#: 6410807

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David D Janke JR., who also goes by David D Janke Jr, David D Janke, David Janke, was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 2015. David had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

David D Janke Jr | David D Janke | David Janke

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Gospel Fellowship Baptist Church is not investment-related and is located at 2850 Gardner Ct., Abbotsford BC, V2T 5H9. Gospel Fellowship Baptist Church is a church and registered charity to provide Christian services to its parishioners, as well as counseling and other general services of church life. I am a Pastor and the start date of the business was August 1, 2018. I devote 20 hours to this other business during business and trading hours. My duties are general duties of the Clergy (Sunday Services, preaching/reaching, counseling, music, general admin of registered charity including as a director and oversight of finances.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CRD#: 39550

TROY, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RAYMOND JAMES (USA) LTD.

GOEPEL MCDERMID (USA) INC. | RAYMOND JAMES LTD (USA), INC. | RAYMOND JAMES (USA) LTD. | RAYMOND JAMES (USA) LTD | GOEPEL, SHIELDS & PARTNERS USA, INC.

CRD#: 25853 / SEC#: 801-72137, 8-42071

RIA

Registered Investment Advisory firm - SEC (2/10/2011 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RAYMOND JAMES (USA) LTD.

GOEPEL MCDERMID (USA) INC. | RAYMOND JAMES LTD (USA), INC. | RAYMOND JAMES (USA) LTD. | RAYMOND JAMES (USA) LTD | GOEPEL, SHIELDS & PARTNERS USA, INC.

CRD#: 25853 / SEC#: 801-72137, 8-42071

RIA

Registered Investment Advisory firm - SEC (2/10/2011 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

925 West Georgia Street - 2100, Vancouver, V6C3L2

Mailing Address

925 West Georgia Street - 2100, Vancouver, B.c., V6C 3L2

Phone number

(604) 659-8200

Established

Firm type

Corporation

Fiscal year end

September

Firm Size

Medium

# of Employees

175

SEC notice filing (31 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

RJLU WRAP ADV PART2A 2026 (12/8/2025)

Direct owners and executive officers

Name	Position	CRD#
RAYMOND JAMES LTD.	OWNER
AYYUB, HARRIS	SR. MANAGER & CHIEF COMPLIANCE OFFICER (ACTING)	7789868
BALEZENTIS, PATRICIA	DIRECTOR	2262711
BARKO, SHAWN JOSEPH	DIRECTOR	2690394
BOYLE, SEAN PATRICK	DIRECTOR	5517025
LIM, CHRISTOPHER JOHN	CHIEF FINANCIAL OFFICER	6090679
MARCUS, STEVEN ROBERT	DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER	2820004
SERBANOS, EFSTRATIOS MICHAEL	GENERAL COUNSEL	2267667

Regulatory assets under management

Total Number of Accounts	4,869
AUM (Assets Under Management)	$ 1,991,381,912

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David D. Janke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RAYMOND JAMES (USA) LTD.

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

Primary Firm SEC Registration

RAYMOND JAMES (USA) LTD.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/28/2015

Series 63

Date: 3/26/2015

SIE

Date: 10/1/2018

Series 7

Date: 3/24/2016

Series 6

Date: 2/23/2015

Current Firm

RAYMOND JAMES (USA) LTD.

Contact information

SEC notice filing (31 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

RAYMOND JAMES (USA) LTD.

TRUST BUT VERIFY

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