AR
Alejandro J. Rodriguez
VICUS CAPITAL
Coral Gables, FL 33134
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CRD#: 6409753
AR
Professional summary
Alejandro J Rodriguez, who also goes by Alejandro Javier Rodriguez, is a registered financial advisor currently at VICUS CAPITAL, INC. located in Coral Gables, Florida.
Alejandro is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Alejandro has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alejandro Javier Rodriguez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Juliet Cosmetics LLC Investment related: No Address: 7632 SW 93rd Pl Miami Fl 33173 Nature of the other business: Cosmetic Position/Title/Relationship: Owner/Partner Start Date: 05/31/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Cosmetic and aesthetic products including services such as botox and beauty skin care. It has no association with my current job function and I will serve as 1% owner to the business which currently belongs to my wife. I will play no role in any day to day operations. 2) DBA Zenith Point Wealth Management LLC Investment Related: Yes Address: Same as registered location Nature of Business: Financial Services Position/Title/Relationship: Owner Start Date: 08/2023 Approximate # of hours per week: 40 plus hours per week Approximate # of hours during trading hours: 32.5 hours during trading hours Briefly describe your duties: President and CEO, Investment advisory services and financial planning. 3) Fixed Insurance with various companies Investment Related: Yes Address: Same as registered location Nature of Business: FIXED INSURANCE Position/Title/Relationship: Independent insurance agent Start Date: 08/2023 Approximate # of hours per week: 3 hours Approximate # of hours during trading hours: 3 hours Briefly describe your duties: Handle sales and documentation of insurance products including fixed and variable annuities.
CRS (Client Relationship Summary) - RIA
Click below to view Alejandro J Rodriguez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 8, 2023 - Present
VICUS CAPITAL, INC.
Office #1: One Alhambra Plaza, Ph Floor, Office 1419, Coral Gables, FL 33134RIA
CRD#: 116021
Coral Gables, FL
Past
June 2, 2018 - August 5, 2023
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
MIAMI BEACH, FL
Past
June 1, 2018 - August 5, 2023
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
MIAMI BEACH, FL
Past
February 4, 2015 - May 29, 2018
MORGAN STANLEY
RIA
CRD#: 149777
BOCA RATON, FL
Past
November 26, 2014 - May 29, 2018
MORGAN STANLEY
BD
CRD#: 149777
BOCA RATON, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VICUS CAPITAL, INC.
PFG FINANCIAL ADVISORS | VICUS CAPITAL, INC. | PFG FINANCIAL ADVISORS NETWORK
CRD#: 116021 / SEC#: 801-60628
RIA
Registered Investment Advisory firm - (10/5/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(8/8/2023)
IAR
Texas(8/8/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
VC
VICUS CAPITAL, INC.
PFG FINANCIAL ADVISORS | VICUS CAPITAL, INC. | PFG FINANCIAL ADVISORS NETWORK
CRD#: 116021 / SEC#: 801-60628
RIA
Registered Investment Advisory firm - (10/5/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
476 Rolling Ridge Drive Suite 315, State College, PA 16801
Mailing Address
Phone number
(855) 558-4287
Established
Firm type
Fiscal year end
# of Employees
89
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 9,058 |
| AUM (Assets Under Management) | $ 2,574,468,218 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VICUS CAPITAL, INC.
CRD#: 116021Coral Gables, FL 33134TRUST BUT VERIFY
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