David S. Johnson

EXG NEXUS SOLUTIONS LLC

Columbia, MD 21045

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CRD#: 6409638

Professional summary

David Samuel Johnson is a registered financial advisor currently at EXG NEXUS SOLUTIONS LLC located in Columbia, Maryland.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. David has worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

*Exponere Group, VP of Operations/Owner - 501(c)(3) company, 01/28/16, 8 hrs per month *Principal Life Insurance Company, Insurance Producer, Life/Health, 2 hrs per week *Crump, Insurance Producer, P&C, 5 hrs per week

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Samuel Johnson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 26, 2018 - Present

EXG NEXUS SOLUTIONS LLC

Office #1: 5405 Twin Knolls Road Suite 4, Columbia, MD 21045

RIA

CRD#: 292007

Columbia, MD

Past

January 25, 2016 - March 29, 2018

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

Wayne, PA

Past

January 8, 2016 - March 29, 2018

PRINCIPAL SECURITIES, INC.

CRD#: 1137

Wayne, PA

Past

October 24, 2014 - November 24, 2015

QUANTUM TECHNALYSIS ASSET MANAGEMENT

RIA

CRD#: 132001

PHILADELPHIA, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(4/1/2019)

IAR

Pennsylvania
(3/26/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/11/2015

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/16/2014

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 3/29/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/12/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/8/2016

Investment Company Products/Variable Contracts Representative Examination

Current Firm

EXG NEXUS SOLUTIONS LLC

CRD#: 292007 / SEC#:

Maryland

Registered Investment Advisory firm - (4/1/2019 Approved)

Pennsylvania

Registered Investment Advisory firm - (3/26/2018 Approved)

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Contact information

Main Address

5405 Twin Knolls Road Suite 4, Columbia, MD 21045

Mailing Address

Phone number

(240) 728-8035

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	135
AUM (Assets Under Management)	$ 4,650,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David S. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Samuel Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

EXG NEXUS SOLUTIONS LLC

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

QUANTUM TECHNALYSIS ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 12/11/2015

Series 65

Date: 9/16/2014

SIE

Date: 3/29/2018

Series 7

Date: 12/12/2017

Series 6

Date: 1/8/2016

Current Firm

EXG NEXUS SOLUTIONS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EXG NEXUS SOLUTIONS LLC

TRUST BUT VERIFY

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