David S. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Samuel Johnson was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2014. David had worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2018 - December 31, 2025
EXG NEXUS SOLUTIONS LLC
January 25, 2016 - March 29, 2018
PRINCIPAL SECURITIES, INC.
January 8, 2016 - March 29, 2018
PRINCIPAL SECURITIES, INC.
October 24, 2014 - November 24, 2015
QUANTUM TECHNALYSIS ASSET MANAGEMENT
State Registrations and Notice Filings
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Exams
Current Firm
EXG NEXUS SOLUTIONS LLC
CRD#: 292007 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 135 |
| AUM (Assets Under Management) | $ 4,650,000 |
Red Flags
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