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David Samuel Johnson

CRD# 6409638·Registered 2014 - 2025
Previously Registered: Being a previously registered professional could mean that David is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

David Samuel Johnson was a registered financial advisor. David was a previously registered financial professional and started their career in finance 2014 - 2025. David had worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

EXG NEXUS SOLUTIONS LLC·CRD# 292007
RIA
Columbia, MD
March 26, 2018 - December 31, 2025
PRINCIPAL SECURITIES, INC.·CRD# 1137
RIA
Wayne, PA
January 25, 2016 - March 29, 2018
PRINCIPAL SECURITIES, INC.·CRD# 1137
BD
Wayne, PA
January 8, 2016 - March 29, 2018
QUANTUM TECHNALYSIS ASSET MANAGEMENT·CRD# 132001
RIA
Philadelphia, PA
October 24, 2014 - November 24, 2015

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Current Firm

EN
EXG NEXUS SOLUTIONS LLC

EXG NEXUS SOLUTIONS LLC

CRD#: 292007

Contact Information

Main Address

5405 Twin Knolls Road Suite 4, Columbia, MD 21045

Phone Number

(240) 728-8035

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

135

AUM (Assets Under Management)

$4,650,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

*Exponere Group, VP of Operations/Owner - 501(c)
(3) company, 01/28/16, 8 hrs per month *Principal Life Insurance Company, Insurance Producer, Life/Health, 2 hrs per week *Crump, Insurance Producer, P&C, 5 hrs per week

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2015About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2014About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2017About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 2016About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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