Anthony O. Degregorio
Professional summary
Anthony Otto Degregorio SR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Anthony is a previously registered financial professional and started their career in finance in 1969. Prior to being barred, Anthony had worked at 7 firms, which includes STEVEN L. FALK & ASSOCIATES INC., AMERIPROP INC., WORLD INVESTMENTS LLC, STUART STONE & CO. LLC, FOCUS SECURITIES INC., INDEPENDENT FINANCIAL PLANNERS CORPORATION, INDEPENDENT SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2003 - March 29, 2005
STEVEN L. FALK & ASSOCIATES INC.
February 18, 1999 - September 23, 2003
AMERIPROP, INC.
December 17, 1987 - February 17, 1999
WORLD INVESTMENTS, LLC
February 11, 1987 - December 22, 1987
STUART STONE & CO., LLC
August 28, 1986 - February 18, 1987
FOCUS SECURITIES, INC.
February 25, 1974 - April 5, 1979
INDEPENDENT FINANCIAL PLANNERS CORPORATION
February 19, 1969 - February 7, 1974
INDEPENDENT SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Series 1
Date: 7/20/1966
Registered Representative ExaminationCurrent Firm
STEVEN L. FALK & ASSOCIATES INC.
CRD#: 14297 / SEC#: , 8-29688
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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