Laura A. Shaw

YELLOW CARDINAL CORPORATE FINANCE

West Chester, OH 45069

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CRD#: 6408748

Professional summary

Laura Ann Shaw, who also goes by Laura Ann Burrows, Laura A Shaw, is a registered financial professional currently at YELLOW CARDINAL CORPORATE FINANCE, LLC located in West Chester, Ohio.

Laura is registered as a RR (Registered Representative) and started their career in finance in 2016. Laura has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Laura Ann Burrows | Laura A Shaw

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Laura Ann Shaw's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 4, 2025 - Present

YELLOW CARDINAL CORPORATE FINANCE, LLC

Office #1: 9120 Union Centre Blvd Suite 200, West Chester, OH 45069

CRD#: 135111

West Chester, OH

Past

January 24, 2025 - September 25, 2025

OSAIC WEALTH, INC.

RIA

CRD#: 23131

FORT WAYNE, IN

Past

January 24, 2025 - September 25, 2025

OSAIC WEALTH, INC.

CRD#: 23131

FORT WAYNE, IN

Past

May 14, 2024 - January 24, 2025

OSAIC FA, INC.

RIA

CRD#: 3978

CINCINNATI, OH

Past

May 13, 2024 - January 24, 2025

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

May 13, 2024 - January 24, 2025

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

April 14, 2022 - May 10, 2024

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

January 4, 2022 - May 10, 2024

OSAIC FA, INC.

RIA

CRD#: 3978

CINCINNATI, OH

Past

November 30, 2017 - December 31, 2021

OSAIC FA, INC.

RIA

CRD#: 3978

CINCINNATI, OH

Past

November 30, 2017 - May 10, 2024

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

November 30, 2017 - May 10, 2024

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

May 4, 2016 - August 18, 2017

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

FT. WAYNE, IN

Past

April 12, 2016 - August 18, 2017

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

FT. WAYNE, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(11/4/2025)

Indiana
(11/4/2025)

Kentucky
(11/4/2025)

Michigan
(11/4/2025)

Ohio
(11/4/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 5/3/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/12/2016

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

YELLOW CARDINAL CORPORATE FINANCE, LLC

BRADY WARE CORPORATE FINANCE, LLC | YELLOW CARDINAL CORPORATE FINANCE, LLC

CRD#: 135111 / SEC#: , 8-66894

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

9120 Union Centre Blvd Suite 200, West Chester, OH 45069

Mailing Address

9120 Union Centre Blvd Suite 200, West Chester, OH 45069

Phone number

(513) 603-4046

Established

Ohio since 02/08/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (6 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FIRST FINANCIAL BANCORP	OWNER
CORNELL, SHANNON MARIE	PRESIDENT AND CCO	4746478
GMEINER, THOMAS JUDE	FINOP	5209167
WARNER, KEITH ANDREW	AMLCO	5130011

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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IAR

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Advisor Monitoring

Firm Stability Insights

Laura A. Shaw

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Laura Ann Shaw's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

OSAIC FA, INC.

OSAIC FS, INC.

OSAIC FA, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

OSAIC FA, INC.

OSAIC FA, INC.

OSAIC FS, INC.

OSAIC FA, INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/3/2016

SIE

Date: 10/1/2018

Series 7

Date: 4/12/2016

FINRA

Current Firm

YELLOW CARDINAL CORPORATE FINANCE, LLC

Contact information

FINRA licenses (6 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

YELLOW CARDINAL CORPORATE FINANCE, LLC

TRUST BUT VERIFY

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