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JK

Jason Kim

ROSASHARN INVESTMENT MANAGEMENT
SAN FRANCISCO, CA
Some features on this profile are disabled
CRD#: 6408615
JK

Professional summary

Jason Kim, who also goes by Jason Sung-jun Kim, is a registered financial advisor currently at ROSASHARN INVESTMENT MANAGEMENT, LLC located in San Francisco, California.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Jason has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jason Sung-Jun Kim

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BUSINESS NAME: ALPHA GAMING, INC INVESTMENT RELATED?: NO BUSINESS ADDRESS: 236 WEST PORTAL AVE #836, SAN FRANCISCO, CA 94127 NATURE OF BUSINESS: BUSINESS CONSULTING POSITION/TITLE: PRESIDENT START DATE: 03/2017 HOURS/MONTH DEVOTED: 100 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS: 30 DUTIES: DAY TO DAY MANAGEMENT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Kim's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 1, 2015 - Present

ROSASHARN INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 173541
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(1/1/2015)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/2/2014
Uniform Investment Adviser Law Examination

Current Firm

RI
ROSASHARN INVESTMENT MANAGEMENT, LLC
KIM, JASON | ROSASHARN INVESTMENT MANAGEMENT, LLC

CRD#: 173541 / SEC#:

California
Registered Investment Advisory firm - (1/1/2015 Approved)
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Contact information

Main Address
San Francisco, CA
Mailing Address
236 West Portal Ave #836, San Francisco, CA 94127
Phone number
(510) 969-9630
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts6
AUM (Assets Under Management)$ 1,800,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROSASHARN INVESTMENT MANAGEMENT, LLC

CRD#: 173541San Francisco, CA

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