Westley J. Mcgeoghegan

AMERICAN CAPITAL PARTNERS

New York, NY 10007

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CRD#: 6408523

Professional summary

Westley Joseph Mcgeoghegan is a registered financial professional currently at AMERICAN CAPITAL PARTNERS, LLC located in New York, New York.

Westley is registered as a RR (Registered Representative) and started their career in finance in 2014. Westley has worked at 7 firms and has passed the Series 63, Series 66, Series 7TO, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Westley Joseph Mcgeoghegan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 8, 2024 - Present

AMERICAN CAPITAL PARTNERS, LLC

Office #1: 4 World Trade Center 49th Floor, New York, NY 10007

CRD#: 119249

New York, NY

Past

May 23, 2019 - March 10, 2020

ARCADIA SECURITIES, LLC

CRD#: 44656

New York, NY

Past

July 10, 2017 - May 25, 2019

CIM SECURITIES, LLC

CRD#: 120852

New York, NY

Past

March 7, 2016 - April 10, 2017

LINCOLN INVESTMENT

RIA

CRD#: 519

BOSTON, MA

Past

March 4, 2016 - April 10, 2017

LINCOLN INVESTMENT

CRD#: 519

BOSTON, MA

Past

November 13, 2015 - February 23, 2016

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

BOSTON, MA

Past

November 13, 2015 - February 23, 2016

J.P. MORGAN SECURITIES LLC

CRD#: 79

BOSTON, MA

Past

July 14, 2015 - September 23, 2015

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

MERRIMACK, NH

Past

December 10, 2014 - September 22, 2015

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

MERRIMACK, NH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(10/3/2025)

Alaska
(10/6/2025)

Arizona
(10/10/2025)

Arkansas
(10/7/2025)

California
(10/2/2025)

Colorado
(10/2/2025)

Connecticut
(10/2/2025)

Delaware
(10/3/2025)

District of Columbia
(10/3/2025)

Florida
(10/2/2025)

Georgia
(10/2/2025)

Idaho
(10/3/2025)

Illinois
(10/6/2025)

Indiana
(10/6/2025)

Iowa
(10/3/2025)

Kansas
(10/2/2025)

Kentucky
(10/2/2025)

Louisiana
(10/2/2025)

Maine
(10/2/2025)

Maryland
(10/10/2025)

Massachusetts
(10/1/2025)

Michigan
(10/3/2025)

Minnesota
(10/3/2025)

Mississippi
(10/8/2025)

Missouri
(10/3/2025)

Montana
(10/9/2025)

Nebraska
(10/9/2025)

Nevada
(10/3/2025)

New Hampshire
(10/3/2025)

New Jersey
(10/2/2025)

New Mexico
(10/6/2025)

New York
(10/5/2025)

North Carolina
(10/2/2025)

North Dakota
(10/6/2025)

Ohio
(10/2/2025)

Oklahoma
(10/6/2025)

Oregon
(10/5/2025)

Pennsylvania
(10/3/2025)

Puerto Rico
(10/22/2025)

Rhode Island
(10/6/2025)

South Carolina
(10/6/2025)

South Dakota
(10/2/2025)

Tennessee
(10/6/2025)

Texas
(10/2/2025)

Utah
(10/2/2025)

Vermont
(10/2/2025)

Virginia
(10/6/2025)

Washington
(11/5/2025)

West Virginia
(10/9/2025)

Wisconsin
(10/2/2025)

Wyoming
(10/6/2025)

Exams

State Security Law Exam

Series 63

Date: 4/10/2024

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 6/24/2015

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/16/2024

General Securities Representative Examination

General Industry/Product Exam

Series 79TO

Date: 4/5/2024

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 3/25/2024

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/10/2014

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

AMERICAN CAPITAL PARTNERS, LLC

ACP INVESTMENTS, LLC | AMERICAN CAPITAL PARTNERS, LLC

CRD#: 119249 / SEC#: , 8-65165

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

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Contact information

Main Address

205 Oser Ave., Hauppauge, NY 11788

Mailing Address

205 Oser Ave., Hauppauge, NY 11788

Phone number

(631) 851-0918

Established

New York since 12/21/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CENTURY MANAGEMENT LLC	PARENT CO.
CAHILL, EDWARD MICHAEL JR	PRESIDENT, GSP	2310758
GARDINI, ANTHONY MICHAEL JR	CHAIRMAN, CEO, GSP	1893107
GARDINI, JOHN CHARLES	CCO, CROP, AML, MP	2408960
PICERNO, JOHN	HEAD TRADER	2490554
SIMONE, ANTHONY PHILIP	FINOP, CFO	1514066

Disclosures

Regulatory Event	2
Arbitration	2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Westley J. Mcgeoghegan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Westley Joseph Mcgeoghegan's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARCADIA SECURITIES, LLC

CIM SECURITIES, LLC

LINCOLN INVESTMENT

LINCOLN INVESTMENT

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/10/2024

Series 66

Date: 6/24/2015

Series 7TO

Date: 5/16/2024

Series 79TO

Date: 4/5/2024

SIE

Date: 3/25/2024

Series 7

Date: 12/10/2014

FINRA

Nasdaq Stock Market

Current Firm

AMERICAN CAPITAL PARTNERS, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

AMERICAN CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

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