Matthew D. Lamb
Professional summary
Matthew David Lamb, who also goes by Matt Lamb, is a registered financial professional currently at ALPS DISTRIBUTORS, INC. located in New York, New York.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2014. Matthew has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew David Lamb's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2021 - Present
ALPS DISTRIBUTORS, INC.
Office #1: 222 Broadway 21st Floor, New York, NY 10038May 4, 2018 - December 31, 2020
FORESIDE FUND SERVICES, LLC
January 17, 2017 - April 18, 2018
STRATEGIC ADVISERS LLC
July 14, 2015 - January 11, 2017
STRATEGIC ADVISERS LLC
November 18, 2014 - April 17, 2018
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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