Troy R. Sharpe
OAK HARVEST INVESTMENT SERVICES
Houston, TX 77024
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CRD#: 6408500
Professional summary
Troy Robert Sharpe, CFP®, who also goes by Troy R. Sharpe, is a registered financial advisor currently at OAK HARVEST INVESTMENT SERVICES located in Houston, Texas.
Troy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Troy has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Troy R. Sharpe
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
2010-PRESENT: OAK HARVEST FINANCIAL GROUP, LLC/NOT INVESTMENT RELATED/HOUSTON, TX/HOLDING COMPANY/PRESIDENT. MAY INVOLVE UP TO 34% TIME EACH MONTH, INCLUDING DURING TRADITIONAL MARKET HOURS.//
2012-PRESENT: OAK HARVEST INSURANCE SERVICES, LLC/INSURANCE RELATED/HOUSTON, TX/INSURANCE AGENCY/PRESIDENT & AGENT/OFFERING INSURANCE PRODUCTS AND SERVICES VIA UNAFFILIATED ISSUERS/MAY INVOLVE UP TO 33% TIME EACH MONTH, INCLUDING DURING TRADITIONAL MARKET HOURS.//
2018-PRESENT: OHFG Ventures, LP; investment related: Yes; 920 Memorial City Way, Suite #150; OHFG Ventures LP, is the owning entity of Oak Harvest Investment Services, LLC and Oak Harvest Insurance Services, LLC.; President; As president and a partner of the owning entity of Investment Services and Insurance Services, Mr. Sharpe oversees the general operations of both operating entities. These activities produce no additional revenue. ; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 3; Percentage of total yearly compensation expected to be derived from the business: 0.00.//
2018-PRESENT: OHFG Management, Inc; investment related: Yes; 920 Memorial City Way, Suite #150; OHFG Management, Inc. is the owning entity of OHFG Ventures, LP, the owning entity of Oak Harvest Investment Services and Oak Harvest Insurance Services.; President; As president, Mr. Sharpe oversee the general operations of the operating entities, Investment Services and Insurance Services. These activities generate no additional revenue. ; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 3; Percentage of total yearly compensation expected to be derived from the business: 0.//
2018-PRESENT; Troy Sharpe Consulting, LLC; investment related: Yes; 920 Memorial City Way, Suite #150; Troy Sharpe Consulting, LLC is a closely held entity used for the purpose of personal income and expenses.; President and Managing Member; Mr. Sharpe manages personal income and expenses via Troy Sharpe Consulting, LLC. He currently engages in no other consulting activities, and Troy sharpe Consulting generates no additional revenue. ; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 3; Percentage of total yearly compensation expected to be derived from the business: 0.//
CRS (Client Relationship Summary) - RIA
Click below to view Troy Robert Sharpe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
January 12, 2018 - Present
OAK HARVEST INVESTMENT SERVICES
Office #1: 920 Memorial City Way Suite 150, Houston, TX 77024RIA
CRD#: 173293
Houston, TX
Past
December 3, 2014 - December 31, 2017
OAK HARVEST INVESTMENT SERVICES
RIA
CRD#: 173293
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OH
OAK HARVEST INVESTMENT SERVICES
OAK HARVEST FINANCIAL GROUP | OAK HARVEST INVESTMENT SERVICES, LLC | OAK HARVEST INVESTMENT SERVICES
CRD#: 173293 / SEC#: 801-116667
RIA
Registered Investment Advisory firm - (5/22/2019 Approved)Texas
Registered Investment Advisory firm - (6/3/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(1/12/2018)
Current Firm
OH
OAK HARVEST INVESTMENT SERVICES
OAK HARVEST FINANCIAL GROUP | OAK HARVEST INVESTMENT SERVICES, LLC | OAK HARVEST INVESTMENT SERVICES
CRD#: 173293 / SEC#: 801-116667
RIA
Registered Investment Advisory firm - (5/22/2019 Approved)Texas
Registered Investment Advisory firm - (6/3/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
920 Memorial City Way Suite 150, Houston, TX 77024
Mailing Address
Phone number
(281) 822-1350
Established
Firm type
Fiscal year end
# of Employees
39
SEC notice filing (28 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,633 |
| AUM (Assets Under Management) | $ 940,834,408 |
Red Flags
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