Alexandra R. Stickelman

ROOT FINANCIAL PARTNERS

Middletown, MD

Some features on this profile are disabled

CRD#: 6408420

Professional summary

Alexandra Rose Addington Stickelman, who also goes by Alexandra R Addington, Alexandra Rose Stickelman, Alex Stickelman, is a registered financial advisor currently at ROOT FINANCIAL PARTNERS located in Middletown, Maryland.

Alexandra is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Alexandra has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alexandra R Addington | Alexandra Rose Stickelman | Alex Stickelman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RegTech Consultant; Yes; 214 N Pointe Ter, Middletown, MD, 21769; Compliance; Consultant; Consultant; Monday, August 26, 2024; 5; 0; Consulting for RegTech companies on compliance; related development.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexandra Rose Addington Stickelman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 27, 2025 - Present

ROOT FINANCIAL PARTNERS

RIA

CRD#: 290289

Middletown, MD

Past

August 26, 2024 - March 21, 2025

ROSSBY FINANCIAL, LLC

RIA

CRD#: 324631

Middletown, MD

Past

July 15, 2019 - April 11, 2024

TURNING POINT FINANCIAL

RIA

CRD#: 301282

FREDERICK, MD

Past

July 15, 2019 - January 31, 2023

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Frederick, MD

Past

July 5, 2019 - July 8, 2019

TURNING POINT FINANCIAL

RIA

CRD#: 301282

FREDERICK, MD

Past

October 7, 2015 - July 23, 2019

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Frederick, MD

Past

April 22, 2015 - July 23, 2019

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

FREDERICK, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROOT FINANCIAL PARTNERS

ROOT | ROOT FINANCIAL PARTNERS, LLC | ROOT FINANCIAL PARTNERS

CRD#: 290289 / SEC#: 801-125945

RIA

Registered Investment Advisory firm - (7/8/2022 Approved)

California

Registered Investment Advisory firm - (8/11/2022 Terminated)

Texas

Registered Investment Advisory firm - (7/12/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/27/2025)

IAR

Maryland
(3/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/1/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/21/2015

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/21/2017

General Securities Principal Examination

Current Firm

ROOT FINANCIAL PARTNERS

ROOT | ROOT FINANCIAL PARTNERS, LLC | ROOT FINANCIAL PARTNERS

CRD#: 290289 / SEC#: 801-125945

RIA

Registered Investment Advisory firm - (7/8/2022 Approved)

California

Registered Investment Advisory firm - (8/11/2022 Terminated)

Texas

Registered Investment Advisory firm - (7/12/2022 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1106 2nd Street Suite 102, Encinitas, CA 92024

Mailing Address

Phone number

(760) 452-0720

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (8/12/2025)

Regulatory assets under management

Total Number of Accounts	2,597
AUM (Assets Under Management)	$ 1,106,417,268

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Alexandra R. Stickelman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexandra Rose Addington Stickelman's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROSSBY FINANCIAL, LLC

TURNING POINT FINANCIAL

PURSHE KAPLAN STERLING INVESTMENTS

TURNING POINT FINANCIAL

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

Primary Firm SEC Registration

ROOT FINANCIAL PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 7/1/2015

SIE

Date: 10/1/2018

Series 7

Date: 4/21/2015

Series 24

Date: 2/21/2017

Current Firm

ROOT FINANCIAL PARTNERS

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROOT FINANCIAL PARTNERS

TRUST BUT VERIFY

Similar Advisors