AM
Alexander P. Mallinger
METLIFE INVESTORS DISTRIBUTION COMPANY
Chicago, IL 60603
Some features on this profile are disabled
CRD#: 6408314
AM
Professional summary
Alexander Peter Mallinger, who also goes by Alexander Mallinger, is a registered financial professional currently at METLIFE INVESTORS DISTRIBUTION COMPANY located in Chicago, Illinois.
Alexander is registered as a RR (Registered Representative) and started their career in finance in 2014. Alexander has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Alexander Mallinger
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Alexander Peter Mallinger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 27, 2022 - Present
METLIFE INVESTORS DISTRIBUTION COMPANY
Office #1: 10 South Lasalle St. Suite 3350, Chicago, IL 60603BD
CRD#: 107622
Chicago, IL
Past
June 30, 2016 - May 14, 2021
METLIFE INVESTORS DISTRIBUTION COMPANY
BD
CRD#: 107622
SAN FRANCISCO, CA
Past
November 24, 2014 - June 30, 2016
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
BLOOMINGTON, MN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/27/2022)
RR
Arizona(4/27/2022)
RR
California(4/27/2022)
RR
District of Columbia(4/27/2022)
RR
Florida(4/27/2022)
RR
Georgia(4/27/2022)
RR
Hawaii(4/27/2022)
RR
Iowa(4/27/2022)
RR
Minnesota(4/27/2022)
RR
Montana(4/27/2022)
RR
Nebraska(4/27/2022)
RR
Nevada(4/27/2022)
RR
New Hampshire(4/27/2022)
RR
New Mexico(4/27/2022)
RR
New York(4/27/2022)
RR
North Carolina(4/27/2022)
RR
North Dakota(4/27/2022)
RR
Oklahoma(4/27/2022)
RR
Oregon(4/27/2022)
RR
Rhode Island(4/27/2022)
RR
South Dakota(4/27/2022)
RR
Utah(4/27/2022)
RR
Vermont(4/27/2022)
RR
Washington(4/27/2022)
RR
Wyoming(4/27/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MI
METLIFE INVESTORS DISTRIBUTION COMPANY
AMERICAN DISTRIBUTORS, INC. | METLIFE INVESTORS DISTRIBUTION COMPANY | GENERAL AMERICAN DISTRIBUTORS, INC.
CRD#: 107622 / SEC#: , 8-53064
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
200 Park Avenue 4th Floor, New York City, NY 10166
Mailing Address
200 Park Avenue 4th Floor, New York City, NY 10166
Phone number
(973) 355-4954
Established
Missouri since 10/03/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| METLIFE INVESTORS GROUP, LLC | SHAREHOLDER | |
| ALPHONSO-NAPOLI, GEETA MARCELI | LEGAL OFFICER | 4518655 |
| FRADKIN, GEOFFREY ANDREW | VICE PRESIDENT | 5473381 |
| GOOD, JESSICA TERESE | CHAIRMAN OF THE BOARD OF DIRECTORS, PRESIDENT AND CEO | 5741973 |
| GRUPPUSO, PETER | ASSISTANT VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2643834 |
| KUCHINSKY, ALEXIS NATALIE | CHIEF COMPLIANCE OFFICER | 4343809 |
| LOPEZ, GABRIEL ADOLPH | DIRECTOR AND SENIOR VICE PRESIDENT | 2554216 |
| MCDERMOTT, MICHAEL | DIRECTOR, SENIOR VICE PRESIDENT | 5577809 |
| SCHUSTER, THOMAS JAMES | DIRECTOR, SENIOR VICE PRESIDENT | 4570334 |
| SMITH-WALL, ANIKA AYANNA-NJERI | DIRECTOR, VICE PRESIDENT | 7414359 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
