Christopher M. Kushma
Professional summary
Christopher Michael Kushma, who also goes by Christopher Kushma, Chris Kushma, is a registered financial professional currently at ICAPITAL MARKETS LLC located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2016. Christopher has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Michael Kushma's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 30, 2023 - Present
ICAPITAL MARKETS LLC
Office #1: 60 East 42nd Street 26th Floor, New York, NY 10165July 23, 2019 - November 30, 2023
ICAPITAL SECURITIES, LLC
December 20, 2017 - July 25, 2019
MORGAN STANLEY
December 20, 2017 - July 25, 2019
MORGAN STANLEY
February 18, 2016 - December 5, 2017
HMC INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/30/2023)
Exams
FINRA
Current Firm
ICAPITAL MARKETS LLC
CRD#: 118219 / SEC#: , 8-53640
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
