TC
Tina D. Culp
FWG INVESTMENTS
Harrodsburg, KY 40330
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CRD#: 6407475
TC
Professional summary
Tina Denise Culp, who also goes by Tina Denise Sallee, is a registered financial advisor currently at FWG INVESTMENTS, LLC located in Harrodsburg, Kentucky.
Tina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Tina has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tina Denise Sallee
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)NAME OF BUSINESS: FNB INSURANCE SERVICES SUPPORT COMPANY/DBA (NON-OWNER) - INVESTMENT RELATED: YES - ADDRESS: DANVILLE, KY - NATURE OF BUSINESS: SELL AND SERVICE INDIVIDUAL AND GROUP INSURANCE - POSITION/TITLE: LICENSED INSURANCE AGENT - START DATE: 09/2014 - HOURS PER MONTH DEVOTED TO THIS BUSINESS: 40 - HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 40 - DESCRIPTION OF DUTIES: SELL AND SERVICE INDIVIDUAL AND GROUP INSURANCE 2)NAME OF BUSINESS: FARMERS NATIONAL BANK - INVESTMENT RELATED: YES - ADDRESS: DANVILLE, KY - NATURE OF BUSINESS: ASSIST FINANCIAL ADVISOR IN ADMINISTRATIVE ROLE - POSITION/TITLE: ADMINISTRATIVE ASSISTANT - START DATE: 09/2014 - HOURS PER MONTH DEVOTED TO THIS BUSINESS: 160 - HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 130 - DESCRIPTION OF DUTIES: ASSIST WITH AND MONITOR PROGRESS OF APPLICATIONS AND/OR POLICIES 3)Name of Business : Farmers National Bank Address: Danville, KY Nature of the Business: Bank/Credit Union Associate Position/Title: Administration Investment Related:Yes Start Date: 09/30/2014 Hours per month devoted to this business: 160 Hours per month devoted to this business during trading hours: 32 Description of duties: assist FA in administrative role 4) Name of Business: FNB Investment Services Address: Danville, KY, 40422, United States - Activity Type: Support Company - Non Owner Position/Title: Associate/Employee - Investment Related: No - Start Date: 09/30/2014 Hours per month devoted to this business: 81+ - Hours per month devoted to this business during trading hours: 81+ - Description of duties: Registered Sales Assistant
CRS (Client Relationship Summary) - RIA
Click below to view Tina Denise Culp's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 24, 2022 - Present
FWG INVESTMENTS, LLC
Office #1: 125 Collin Drive, Harrodsburg, KY 40330RIA
CRD#: 284064
Harrodsburg, KY
Past
October 17, 2019 - June 30, 2022
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
DANVILLE, KY
Past
August 3, 2019 - June 30, 2022
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
DANVILLE, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FI
FWG INVESTMENTS, LLC
FAMILY WEALTH GROUP, LLC | FWG INVESTMENTS, LLC
CRD#: 284064 / SEC#: 801-112954
RIA
Registered Investment Advisory firm - (4/26/2018 Approved)Kentucky
Registered Investment Advisory firm - (6/18/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(3/22/2023)
IAR
Kentucky(7/24/2022)
IAR
North Carolina(7/29/2022)
IAR
South Carolina(7/25/2022)
IAR
Texas(7/24/2022)
IAR
West Virginia(7/25/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/3/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
FI
FWG INVESTMENTS, LLC
FAMILY WEALTH GROUP, LLC | FWG INVESTMENTS, LLC
CRD#: 284064 / SEC#: 801-112954
RIA
Registered Investment Advisory firm - (4/26/2018 Approved)Kentucky
Registered Investment Advisory firm - (6/18/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2704 Old Rosebud Road Suite 160, Lexington, KY 40509
Mailing Address
Phone number
(859) 309-0349
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,525 |
| AUM (Assets Under Management) | $ 250,080,209 |
Red Flags
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