Mark Philip Whitaker
CFP®Professional Summary
Mark Philip Whitaker, CFP® is a registered financial advisor currently at RETIREMENT ADVICE LLC located in Provo, Utah. Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Mark has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Retirement Planning
- Investment Management
- Tax Planning
- Financial Planning
Biography
As retirement scholars, we recognize and implement tried and true methods of investing, but are constantly investigating new and better ways to maximize retirement income. From our offices in beautiful Utah Valley, we create trusted, long-term relationships with our clients and their families, and help them navigate the different stages of retirement by providing sound financial advice and expertise.
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
12 years in the financial services industry
Current & Past Employments
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Current Firm
RETIREMENT ADVICE LLC
Contact Information
Main Address
412 W River's Edge Dr Suite 30, Provo, UT 84664Phone Number
(801) 228-0103# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
65AUM (Assets Under Management)
$25,525,382Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(5/8/2025)
(4/3/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Mark Philip Whitaker's CRS (Customer Relationship Summary).
Services Offered by Mark
- Retirement Planning
- Investment Management
- Tax Planning
- Financial Planning
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