MD
Michael O. Doyle
CAPITAL ANALYSTS
Amherst, MA 01002
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CRD#: 6407179
MD
Professional summary
Michael O Doyle, AIF® is a registered financial advisor currently at CAPITAL ANALYSTS located in Amherst, Massachusetts and LINCOLN INVESTMENT located in Amherst, Massachusetts.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Michael has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AMHERST CINEMA POSITION: Member of Board of Directors NATURE: Non-profit Cinema INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/17/2022 ADDRESS: 28 Amity Street, Amherst MA 01002, United States DESCRIPTION: Serving as a member of the Board of Directors involved with community outreach and engagement, and serving on the Strategic Planning committee and the Finance & Fiduciary Committee (previously disclosed, and continuing to serve in that role). GALAKTIK AUDIO POSITION: Project Manager, Recording artist NATURE: Music distribution INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: 3037 St Pauls St., Baltimore MD 21218, United States DESCRIPTION: Overseeing production and distribution of digital music release, coordinating logistics with participating artists (including myself) LIFE/HEALTH/DISABILITY/LONG-TERM CARE INSURANCE & ANNUITIES POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 05/01/2014 ADDRESS: 20 Gatehouse Road, Amherst MA 01002, United States DESCRIPTION: Occasionally place insurance business with carriers that do not have a selling arrangement with Lincoln. NORTHAMPTON COMMUNITY MUSIC CENTER POSITION: Second Vice President, Member of Board of Directors, Executive Committee, and Facilities & Finance Committee NATURE: Nonprofit music education INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 09/27/2023 ADDRESS: 139 South St, Northampton MA 01060, United States DESCRIPTION: Sit on Board of Directors and Marketing & Outreach Committee for non-profit music school. Primary role involves serving as an ambassador of the Music Center to the Community.As member of Facilities & Finance Committee member, I do not have any access/authorization/check-writing privileges. As 2nd VP and member of the Executive Committee, I am involved in the annual performance review of the Executive Director and may be requested to vote on changes to their salary.In my capacity as a Lincoln Investment Financial Professional working directly with individuals who are on the staff or faculty of NCMC, I will abstain or recuse myself from votes or discussion that conflict with my role as Financial Professional, IAR, or Agent. All duties in my capacity as a volunteer, board member, committee member, or Executive Committee member will be kept distinct from my duties as a Financial Professional. I will hold no discretionary trading authority. I will disclose all powers/duties/potential conflicts to the full board. At no time will I imply or hold out my role as Second Vice President (or any other role/title as a board member) as being synonymous with Financial Professional. At no time will I receive any compensation from my role as volunteer, board member, or committee member with NCMC.
CRS (Client Relationship Summary) - RIA
Click below to view Michael O Doyle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 5, 2018 - Present
CAPITAL ANALYSTS
Office #1: 20 Gatehouse Road, Amherst, MA 01002RIA
CRD#: 162200
Amherst, MA
Current
June 13, 2017 - Present
LINCOLN INVESTMENT
Office #1: 20 Gatehouse Road, Amherst, MA 01002RIA
BD
CRD#: 519
Amherst, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CAPITAL ANALYSTS
CAI ACQUISITION, INC | THE LINCOLN INVESTMENT COMPANIES | CAPITAL ANALYSTS, LLC | CAPITAL ANALYSTS, INC | CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
RIA
Registered Investment Advisory firm - (4/17/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/5/2021)
RR
California(7/20/2018)
RR
Colorado(9/14/2020)
RR
Connecticut(8/10/2018)
RR
Massachusetts(9/14/2017)
IAR
Massachusetts(1/5/2018)
RR
New Jersey(5/17/2019)
RR
New York(1/29/2018)
RR
Virginia(4/27/2021)
RR
Washington(1/4/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CAPITAL ANALYSTS
CAI ACQUISITION, INC | THE LINCOLN INVESTMENT COMPANIES | CAPITAL ANALYSTS, LLC | CAPITAL ANALYSTS, INC | CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
RIA
Registered Investment Advisory firm - (4/17/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232
Mailing Address
Phone number
(800) 242-1421
Established
Firm type
Fiscal year end
# of Employees
739
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,578 |
| AUM (Assets Under Management) | $ 8,713,202,466 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2024 | ||
| 09/27/2023 | ||
| 03/29/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
