Leann M. Lambrecht
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leann Marie Lambrecht, who also goes by Leann Marie Lambrecht, Leann Lambrecht, was a registered financial professional .
Leann is a previously registered financial professional and started their career in finance in 2015. Leann had worked at 5 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2021 - June 3, 2024
FISHER INVESTMENTS
July 29, 2020 - July 26, 2021
FIDELITY PERSONAL AND WORKPLACE ADVISORS
July 1, 2020 - July 20, 2021
FIDELITY BROKERAGE SERVICES LLC
January 15, 2019 - June 1, 2020
U.S. BANCORP INVESTMENTS, INC.
January 15, 2019 - June 1, 2020
U.S. BANCORP INVESTMENTS, INC.
June 22, 2015 - December 13, 2018
EDWARD JONES
March 9, 2015 - December 13, 2018
EDWARD JONES
Primary Firm SEC Registration
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/13/2024
General Securities Representative ExaminationCurrent Firm
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 360,116 |
| AUM (Assets Under Management) | $ 298,729,428,900 |
Red Flags
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