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AB

Azelia A. Betancourt

GALLIOTT CAPITAL ADVISORS
Beverly Hills, CA 90212
Some features on this profile are disabled
CRD#: 6406979
AB

Professional summary

Azelia Aguilar Betancourt, who also goes by Azelia Margarita Aguilar, is a registered financial advisor currently at GALLIOTT CAPITAL ADVISORS, LLC located in Beverly Hills, California.

Azelia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Azelia has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Azelia Margarita Aguilar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Insigneo Advisory Services, LLC. Investment relates. Financial Advisor. Portfolio creation and asset allocation. Advisory fees. Galliot Capital Advisors LLC: dually registered with unaffiliated RIA to conduct advisory business. Start 6/2021. Spends approx. 20 hrs/monthly.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Azelia Aguilar Betancourt's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 30, 2021 - Present

GALLIOTT CAPITAL ADVISORS, LLC

Office #1: 9401 Wilshire Blvd. Ste 705, Beverly Hills, CA 90212
RIA
CRD#: 313094
Beverly Hills, CA
Past

July 10, 2020 - December 3, 2021

INSIGNEO ADVISORY SERVICES, LLC

RIA
CRD#: 282589
Beverly Hills, CA
Past

July 2, 2020 - July 1, 2022

INSIGNEO SECURITIES, LLC

BD
CRD#: 29249
Beverly Hills, CA
Past

June 1, 2016 - July 2, 2020

MORGAN STANLEY

RIA
CRD#: 149777
LOS ANGELES, CA
Past

June 1, 2016 - July 2, 2020

MORGAN STANLEY

BD
CRD#: 149777
LOS ANGELES, CA
Past

February 13, 2015 - June 7, 2016

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
LOS ANGELES, CA
Past

December 9, 2014 - June 7, 2016

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GC
GALLIOTT CAPITAL ADVISORS, LLC
GALLIOTT CAPITAL ADVISORS, LLC

CRD#: 313094 / SEC#: 801-120725

RIA
Registered Investment Advisory firm - (4/2/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(4/30/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/13/2015
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/9/2014
General Securities Representative Examination

Current Firm

GC
GALLIOTT CAPITAL ADVISORS, LLC
GALLIOTT CAPITAL ADVISORS, LLC

CRD#: 313094 / SEC#: 801-120725

RIA
Registered Investment Advisory firm - (4/2/2021 Approved)
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Contact information

Main Address
9401 Wilshire Blvd. Ste 705, Beverly Hills, CA 90212
Mailing Address
Phone number
(310) 362-3320
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV: FIRM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts304
AUM (Assets Under Management)$ 261,932,486

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
08/29/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GALLIOTT CAPITAL ADVISORS, LLC

CRD#: 313094Beverly Hills, CA 90212

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