TT
Tracy L. Treger
METROPOLITAN CAPITAL INVESTMENT BANC
Chicago, IL 60654
Some features on this profile are disabled
CRD#: 6406604
TT
Professional summary
Tracy Lynn Treger is a registered financial professional currently at METROPOLITAN CAPITAL INVESTMENT BANC, INC. located in Chicago, Illinois.
Tracy is registered as a RR (Registered Representative) and started their career in finance in 2014. Tracy has worked at 1 firm and has passed the Series 63, SIE and Series 22 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Tracy Lynn Treger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 17, 2014 - Present
METROPOLITAN CAPITAL INVESTMENT BANC, INC.
Office #1: 350 N. Lasalle Street Suite 800, Chicago, IL 60654BD
CRD#: 148820
Chicago, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/26/2015)
RR
Alaska(1/26/2015)
RR
Arizona(1/26/2015)
RR
Arkansas(1/26/2015)
RR
California(1/26/2015)
RR
Colorado(11/19/2014)
RR
Connecticut(1/26/2015)
RR
Delaware(1/26/2015)
RR
District of Columbia(11/19/2014)
RR
Florida(11/19/2014)
RR
Georgia(1/26/2015)
RR
Hawaii(1/26/2015)
RR
Idaho(1/26/2015)
RR
Illinois(1/26/2015)
RR
Indiana(1/26/2015)
RR
Iowa(1/26/2015)
RR
Kansas(1/26/2015)
RR
Kentucky(1/26/2015)
RR
Louisiana(11/19/2014)
RR
Maine(1/26/2015)
RR
Maryland(11/19/2014)
RR
Massachusetts(1/26/2015)
RR
Michigan(1/26/2015)
RR
Minnesota(1/26/2015)
RR
Mississippi(1/26/2015)
RR
Missouri(1/26/2015)
RR
Montana(3/13/2015)
RR
Nebraska(3/13/2015)
RR
Nevada(3/13/2015)
RR
New Hampshire(3/13/2015)
RR
New Jersey(3/13/2015)
RR
New Mexico(3/13/2015)
RR
New York(3/13/2015)
RR
North Carolina(3/16/2015)
RR
North Dakota(3/13/2015)
RR
Ohio(3/16/2015)
RR
Oklahoma(3/13/2015)
RR
Oregon(3/13/2015)
RR
Pennsylvania(3/13/2015)
RR
Rhode Island(1/26/2015)
RR
South Carolina(1/26/2015)
RR
South Dakota(1/26/2015)
RR
Texas(1/26/2015)
RR
Utah(1/26/2015)
RR
Vermont(11/19/2014)
RR
Virginia(1/26/2015)
RR
Washington(1/26/2015)
RR
West Virginia(1/26/2015)
RR
Wisconsin(1/26/2015)
RR
Wyoming(1/26/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MC
METROPOLITAN CAPITAL INVESTMENT BANC, INC.
METROPOLITAN CAPITAL INVESTMENT BANC, INC. | METROPOLITAN CAPITAL, INC.
CRD#: 148820 / SEC#: , 8-68075
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
9 East Ontario, Chicago, IL 60611
Mailing Address
9 East Ontario, Chicago, IL 60611
Phone number
(312) 640-2300
Established
Illinois since 09/16/2008
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
