FW
Forrest B. Wilder
U.S. BANCORP INVESTMENTS
Redding, CA 96001
Some features on this profile are disabled
CRD#: 6406510
FW
Professional summary
Forrest Brooks Wilder is a registered financial advisor currently at U.S. BANCORP INVESTMENTS, INC. located in Redding, California.
Forrest is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Forrest has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Shasta Highlanders Rugby Club; Not I/R; Redding, CA; Non-Profit Org; Treasurer, Secretary; 9/2016; 7 Hrs/Mth; 0 Hrs/Trd; Managing financials, attend board meetings, vote. 2) Community Foundation of the North State; Not I/R; Redding, CA; Non-Profit Community Foundation; Board Member & Treasurer; 6/2018; 5-7 Hrs/Mth; 2 Hrs/Trd; Executive Committee (review financials prepared by CFO and present to the Board). Investment Committee member (meet quarterly with professional management team and help to inform the larger Board on investment activities). 3) NVCSS Wilshire Drive Housing, Inc.; Not I/R; Redding, CA; Single-Asset Non-Profit Org (Low-Income Housing); Member, Board of Directors; 7/2019; 1-2 Hrs/Mth; 0-1 Hrs/Trd; Attend once per quarter board meeting to review asset activity and status. 4) NVCSS Whispering Oaks, Inc.; Not I/R; Redding, CA; Single-Asset Non-Profit Org (Low-Income Hsg); Member, Board of Directors; 07/2019; 1-2 Hrs/Mth; 0-1 Hrs/Trd; Attend once per quarter board meeting to review asset activity and status. 5) Villa Serena, Inc.; Not I/R; Chico, CA; Single-Asset Non-Profit Org (Low-Income Hsg); Member, Board of Directors; 7/2019; 1-2 Hrs/Mth; 0-1 Hrs/Trd; Attend once per quarter board meeting to review asset activity and status. 6) NVCSS Saint Clare Court, Inc.; Not I/R; Redding, CA; Single-Asset Non-Profit Org (Low-Income Hsg); Member, Board of Directors; 7/2019; 1-2 Hrs/Mth; 0-1 Hr/Trd; Attend once per quarter board meeting to review asset activity and status. 7) NVCSS Hartford Place, Inc.; Not I/R; Chico, CA; Single-Asset Non-Profit Org (Low-Income Hsg); Member, Board of Directors; 7/2019; 1-2 Hrs/Mth; 0-1 Hrs/Trd; Attend once per quarter board meeting to review asset activity and status. 8) NVCSS Jackson Place, Inc.; Not I/R; Red Bluff, CA; Single-Asset Non-Profit Org (Low-Income Hsg); Member, Board of Directors; 7/2019; 1-2 Hrs/Mth; 0-1 Hr/Trd; Attend once per quarter board meeting to review asset activity and status. 9) NVCSS Bechelli Lane, Inc.; Not I/R; Redding, CA; Single-Asset Non-Profit Org (Low-Income Hsg); Member, Board of Directors; 7/2019; 1-2 Hrs/Mth; 0-1 Hr/Trd; Attend once per quarter board meeting to review asset activity and status. 10) Rental Property; I/R; Redding, CA; Rental Property; Owner; 10/2021; 4 Hrs/Mth; 0 Hrs/Trd; Managing single long-term rental unit. 11) North Valley Housing Dev. Corp.; Not I/R; Redding, CA; Not-for-Profit established to facilitate new development projects of the NVCSS Housing Board; Initial Director; 10/2022; 2 Hrs/Mth; 1 Hr Per Qtr/Trd; Attend quarterly Board meetings and provide oversight of organizational activities. 12) Euphrates Institute; Not investment-related; Pacific Grove, CA; Non-profit charity; Volunteer, Member of Board of Directors; 3/2025; 5 hours/month; 0-5 hours/trading; Serve on the Board of Directors, which oversees governance of this non-profit organization, including oversight of its full-time CEO.
CRS (Client Relationship Summary) - RIA
Click below to view Forrest Brooks Wilder's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Forrest Brooks Wilder's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 14, 2017 - Present
U.S. BANCORP INVESTMENTS, INC.
Office #1: 1700 Pine St, Redding, CA 96001Office #2: 37131 Main St, Burney, CA 96013Office #3: 801 Main St, Red Bluff, CA 96080Office #4: 1110 Dana Dr, Redding, CA 96003Office #5: 735 5th St, Eureka, CA 95501Office #6: 1101 L St, Fortuna, CA 95540Office #7: 2910 F St, Eureka, CA 95501Office #8: 2750 Childress Dr, Anderson, CA 96007RIA
BD
CRD#: 17868
Redding, CA
Current
September 14, 2017 - Present
U.S. BANCORP INVESTMENTS, INC.
Office #1: 1700 Pine St, Redding, CA 96001Office #2: 37131 Main St, Burney, CA 96013Office #3: 801 Main St, Red Bluff, CA 96080Office #4: 1110 Dana Dr, Redding, CA 96003Office #5: 735 5th St, Eureka, CA 95501Office #6: 1101 L St, Fortuna, CA 95540Office #7: 2910 F St, Eureka, CA 95501Office #8: 2750 Childress Dr, Anderson, CA 96007RIA
BD
CRD#: 17868
Redding, CA
Past
July 31, 2017 - September 8, 2017
WOVEN CAPITAL, LLC
RIA
CRD#: 171540
REDDING, CA
Past
March 11, 2015 - July 26, 2017
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
REDDING, CA
Past
February 4, 2015 - July 26, 2017
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
REDDING, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UB
U.S. BANCORP INVESTMENTS, INC.
CENTRAL INVESTMENT SERVICES, INC. | US BANCORP | U.S. BANCORP INVESTMENTS, INC. | U.S. BANCORP INVESTMENTS | FBS INVESTMENT SERVICES, INC.
CRD#: 17868 / SEC#: 801-68122, 8-35359
RIA
Registered Investment Advisory firm - SEC (7/23/2007 Approved)Arizona
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Arkansas
Registered Investment Advisory firm - SEC (7/26/2007 Terminated)California
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Colorado
Registered Investment Advisory firm - SEC (7/26/2007 Terminated)Idaho
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Illinois
Registered Investment Advisory firm - SEC (7/23/2007 Terminated)Iowa
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Kentucky
Registered Investment Advisory firm - SEC (7/25/2007 Terminated)Missouri
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Nebraska
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Nevada
Registered Investment Advisory firm - SEC (8/15/2007 Terminated)Ohio
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Oregon
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)South Dakota
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Tennessee
Registered Investment Advisory firm - SEC (8/23/2007 Terminated)Texas
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Utah
Registered Investment Advisory firm - SEC (8/23/2007 Terminated)Washington
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(12/7/2018)
RR
Arizona(11/9/2017)
RR
California(9/14/2017)
IAR
California(9/14/2017)
RR
Colorado(12/9/2021)
RR
Delaware(5/28/2019)
RR
Georgia(9/15/2022)
RR
Illinois(12/5/2019)
RR
Kentucky(10/14/2025)
RR
Montana(5/30/2018)
RR
Nevada(1/26/2023)
RR
Ohio(9/15/2022)
RR
Oregon(11/9/2017)
RR
Texas(1/29/2018)
IAR
Texas(6/12/2024)
RR
Washington(10/13/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
UB
U.S. BANCORP INVESTMENTS, INC.
CENTRAL INVESTMENT SERVICES, INC. | US BANCORP | U.S. BANCORP INVESTMENTS, INC. | U.S. BANCORP INVESTMENTS | FBS INVESTMENT SERVICES, INC.
CRD#: 17868 / SEC#: 801-68122, 8-35359
RIA
Registered Investment Advisory firm - SEC (7/23/2007 Approved)Arizona
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Arkansas
Registered Investment Advisory firm - SEC (7/26/2007 Terminated)California
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Colorado
Registered Investment Advisory firm - SEC (7/26/2007 Terminated)Idaho
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Illinois
Registered Investment Advisory firm - SEC (7/23/2007 Terminated)Iowa
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Kentucky
Registered Investment Advisory firm - SEC (7/25/2007 Terminated)Missouri
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Nebraska
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Nevada
Registered Investment Advisory firm - SEC (8/15/2007 Terminated)Ohio
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Oregon
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)South Dakota
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Tennessee
Registered Investment Advisory firm - SEC (8/23/2007 Terminated)Texas
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Utah
Registered Investment Advisory firm - SEC (8/23/2007 Terminated)Washington
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
60 Livingston Avenue Ep-mn-n2wc, Saint Paul, MN 55107
Mailing Address
60 Livingston Avenue Ep-mn-n2wc, Saint Paul, MN 55107
Phone number
(800) 888-4700
Established
Delaware since 02/25/1974
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
2,152
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| U.S. BANCORP | PARENT CORPORATION | |
| AHMAD, MASOOD | SENIOR VICE PRESIDENT, OPERATIONS MANAGER | 7887624 |
| BEJASA, EILEEN | DIRECTOR | 7002808 |
| CLARK, SHANNON KEITH | DIRECTOR AND CHIEF FINANCIAL OFFICER | 5829700 |
| FERGUSON, KIMBERLY NICOLE | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 4120145 |
| FLOUM, JOEL IRA | DIRECTOR | 2405754 |
| LAWLOR, BETH D | DIRECTOR | 5352662 |
| MCCARTHY, MATTHEW RYAN | CHIEF LEGAL OFFICER | 6818984 |
| MOLLOY, JOHN WILLIAM JR. | DIRECTOR | 1939358 |
| ROLLAND, JODI THOMPSON | DIRECTOR | 2290884 |
| SALSTROM, KYLE NORMAN | CHIEF COMPLIANCE OFFICER, DIRECTOR | 5025315 |
| STEGEMEYER, STEPHEN KYLE | DIRECTOR | 2793064 |
| STEINER, STEPHEN WARD | CHIEF OPERATING OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR | 2259345 |
| WHANG, JAMES | DIRECTOR | 2737019 |
Regulatory assets under management
| Total Number of Accounts | 66,996 |
| AUM (Assets Under Management) | $ 19,296,734,956 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 12 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/19/2024 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
U.S. BANCORP INVESTMENTS, INC.
CRD#: 17868Redding, CA 96001TRUST BUT VERIFY
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