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Connor M. Cassidy

MILLIMAN INVESTMENT MANAGEMENT SERVICES LLC
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 6406367
CC

Professional summary

Connor Michael Cassidy 60614, who also goes by Connor Michael Cassidy, is a registered financial professional currently at MILLIMAN INVESTMENT MANAGEMENT SERVICES LLC located in Chicago, Illinois.

Connor is registered as a RR (Registered Representative) and started their career in finance in 2014. Connor has worked at 4 firms and has passed the SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Connor Michael Cassidy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Connor Michael Cassidy 60614's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 17, 2022 - Present

MILLIMAN INVESTMENT MANAGEMENT SERVICES LLC

Office #1: 71 S. Wacker Drive 31st Floor, Chicago, IL 60606
BD
CRD#: 292521
Chicago, IL
Past

June 7, 2019 - September 26, 2022

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

BD
CRD#: 39805
chicago, IL
Past

March 6, 2015 - August 13, 2015

T3 TRADING GROUP, LLC

BD
CRD#: 154431
NEW YORK, NY
Past

November 12, 2014 - January 20, 2015

QUASAR TRADING, LLC

BD
CRD#: 151974
SAN JUAN, PR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 8/13/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/12/2014
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MI
MILLIMAN INVESTMENT MANAGEMENT SERVICES LLC
MILLIMAN INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 292521 / SEC#: , 8-70078

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
71 S. Wacker Drive 31st Floor, Chicago, IL 60606
Mailing Address
71 S. Wacker Drive 31st Floor, Chicago, IL 60606
Phone number
(312) 726-0677
Established
Delaware since 03/28/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (49 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MILLIMAN, INC.MEMBER
CAMPBELL, ROBERTCFO/FINOP1349154
MATHEWS, WESLEY PAULPRESIDENT & EXECUTIVE REP.4561006
SCHWALJE, GLENN SCOTTCCO2441501

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MILLIMAN INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 292521Chicago, IL 60606

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