AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
Celeste Liberty Yu

Celeste L. Yu

TWO FIRS FINANCIAL
Seattle, WA
Some features on this profile are disabled
CRD#: 6405886
Celeste Liberty Yu

Professional summary

Celeste Liberty Yu, CFP® is a registered financial advisor currently at TWO FIRS FINANCIAL located in Seattle, Washington.

Celeste is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Celeste has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

What are your service offerings?
Comprehensive Financial Planni...
Tax Planning
Retirement Planning
Do you have an area of expertise or specialization?
Business Owners
Millennials
Tax Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Thirty9 Twenty9 LLC not investment-related PO Box 18345, Seattle, WA 98118 real estate rental Member March 2024 a few hours per month no hours during trading manage real estate rental. Ms. Yu is a licensed insurance agent. As of the date of this filing, Ms. Yu has not sold and does not intend to sell any insurance product or collect any compensation in consideration for the sale of an insurance product. Therefore, this is not reasonably expected to present a conflict of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Celeste Liberty Yu's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2020

Experience

Current

December 4, 2018 - Present

TWO FIRS FINANCIAL

RIA
CRD#: 298206
Seattle, WA
Past

November 10, 2014 - December 19, 2018

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
Bellevue, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Washington
(12/4/2018)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/15/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/10/2014
General Securities Representative Examination

Current Firm

TWO FIRS FINANCIAL
TWO FIRS FINANCIAL
TWO FIRS FINANCIAL | TWO FIRS LLC

CRD#: 298206 / SEC#:

Washington
Registered Investment Advisory firm - (12/4/2018 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Seattle, WA
Mailing Address
Po Box 18345, Seattle, WA 98118
Phone number
(206) 485-1010
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts76
AUM (Assets Under Management)$ 10,897,485

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TWO FIRS FINANCIAL

TWO FIRS FINANCIAL

CRD#: 298206Seattle, WA

TRUST BUT VERIFY

Monitor Celeste Yu

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Contact information

(xxx) xxx-xxxx

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics