Jackson T. O'connor

O'CONNOR FINANCIAL GROUP LLC

Quincy, IL 62301

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CRD#: 6405849

Professional summary

Jackson Timothy O'connor, CFP®, who also goes by Jack O'connor, Jackson O'connor, Jackson Oconnor, is a registered financial advisor currently at O'CONNOR FINANCIAL GROUP LLC located in Quincy, Illinois.

Jackson is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Jackson has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jack O'connor | Jackson O'connor | Jackson Oconnor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LIFE INSURANCE LICENSED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jackson Timothy O'connor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

April 8, 2019 - Present

O'CONNOR FINANCIAL GROUP LLC

Office #1: 511 Maine Street, Quincy, IL 62301

RIA

CRD#: 168636

Quincy, IL

Past

August 16, 2016 - February 21, 2019

J.P. MORGAN SECURITIES LLC

CRD#: 79

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

O'CONNOR FINANCIAL GROUP LLC

O' CONNOR WEALTH MANAGEMENT, LLC | O'CONNOR WEALTH MANAGEMENT LLC | O'CONNOR WEALTH MANAGEMENT | O'CONNOR FINANCIAL GROUP, LLC | O'CONNOR FINANCIAL GROUP LLC

CRD#: 168636 / SEC#: 801-125759

RIA

Registered Investment Advisory firm - (5/27/2022 Approved)

Florida

Registered Investment Advisory firm - (8/4/2022 Terminated)

Illinois

Registered Investment Advisory firm - (8/4/2022 Terminated)

Indiana

Registered Investment Advisory firm - (8/5/2022 Terminated)

Iowa

Registered Investment Advisory firm - (8/4/2022 Terminated)

Missouri

Registered Investment Advisory firm - (8/4/2022 Terminated)

Texas

Registered Investment Advisory firm - (8/4/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(4/8/2019)

IAR

Texas
(6/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/25/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/19/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/16/2016

General Securities Representative Examination

Current Firm

O'CONNOR FINANCIAL GROUP LLC

O' CONNOR WEALTH MANAGEMENT, LLC | O'CONNOR WEALTH MANAGEMENT LLC | O'CONNOR WEALTH MANAGEMENT | O'CONNOR FINANCIAL GROUP, LLC | O'CONNOR FINANCIAL GROUP LLC

CRD#: 168636 / SEC#: 801-125759

RIA

Registered Investment Advisory firm - (5/27/2022 Approved)

Florida

Registered Investment Advisory firm - (8/4/2022 Terminated)

Illinois

Registered Investment Advisory firm - (8/4/2022 Terminated)

Indiana

Registered Investment Advisory firm - (8/5/2022 Terminated)

Iowa

Registered Investment Advisory firm - (8/4/2022 Terminated)

Missouri

Registered Investment Advisory firm - (8/4/2022 Terminated)

Texas

Registered Investment Advisory firm - (8/4/2022 Terminated)

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Contact information

Main Address

511 Maine Street, Quincy, IL 62301

Mailing Address

Phone number

(217) 223-0113

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-05-28 O'CONNOR FINANCIAL GROUP FORM ADV PART 2A (5/28/2025)

Regulatory assets under management

Total Number of Accounts	1,051
AUM (Assets Under Management)	$ 235,125,443

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jackson T. O'connor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jackson Timothy O'connor's CRS (Customer Relationship Summary).

Certified licenses

Experience

O'CONNOR FINANCIAL GROUP LLC

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

O'CONNOR FINANCIAL GROUP LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/25/2019

Series 63

Date: 9/19/2016

SIE

Date: 10/1/2018

Series 7

Date: 8/16/2016

Current Firm

O'CONNOR FINANCIAL GROUP LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

O'CONNOR FINANCIAL GROUP LLC

TRUST BUT VERIFY

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