Colin J. Overweg

ADVIZE WEALTH MANAGEMENT

Rochester, MI 48307

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CRD#: 6405769

Professional summary

Colin Jay Overweg, CFP® is a registered financial advisor currently at ADVIZE WEALTH MANAGEMENT located in Rochester, Michigan.

Colin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Colin has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Estate Planning

Comprehensive Financial Planni...

Investment Planning

Do you have an area of expertise or specialization?

AUM

Fixed Fee (Subscription, Retai...

Retirement Plan Investment Adv...

Retirement Planning & Distribu...

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Colin Overweg is licensed to sell life and health insurance and may engage in product sales with our Clients, for which he will receive additional compensation. Any commissions received through life or health insurance sales do not offset advisory fees the Client may pay for advisory services under AWM.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Colin Jay Overweg's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

June 11, 2018 - Present

ADVIZE WEALTH MANAGEMENT

Office #1: 429 S. Main Street, Rochester, MI 48307

RIA

CRD#: 297380

Rochester, MI

Past

March 7, 2022 - March 28, 2022

WEALTHSOURCE®

RIA

CRD#: 282202

ANAHEIM, CA

Past

January 5, 2017 - May 3, 2018

WADDELL & REED

RIA

CRD#: 866

BIRMINGHAM, MI

Past

January 5, 2017 - May 3, 2018

WADDELL & REED

CRD#: 866

BIRMINGHAM, MI

Past

March 23, 2015 - December 27, 2016

CETERA ADVISORS LLC

RIA

CRD#: 10299

CALEDONIA, MI

Past

December 22, 2014 - December 27, 2016

CETERA ADVISORS LLC

CRD#: 10299

CALEDONIA, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/14/2021)

IAR

Michigan
(6/11/2018)

IAR

Texas
(11/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/6/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 5/3/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/21/2014

General Securities Representative Examination

Current Firm

ADVIZE WEALTH MANAGEMENT

ADVIZE WEALTH MANAGEMENT | ADVIZE WEALTH MANAGEMENT PLLC

CRD#: 297380 / SEC#:

California

Registered Investment Advisory firm - (1/14/2021 Approved)

Michigan

Registered Investment Advisory firm - (6/11/2018 Approved)

Texas

Registered Investment Advisory firm - (10/25/2021 Conditional Restricted)

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Contact information

Main Address

429 S. Main Street, Rochester, MI 48307

Mailing Address

Phone number

(310) 765-7568

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	256
AUM (Assets Under Management)	$ 43,734,265

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Colin J. Overweg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Colin Jay Overweg's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVIZE WEALTH MANAGEMENT

WEALTHSOURCE®

WADDELL & REED

WADDELL & REED

CETERA ADVISORS LLC

CETERA ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/6/2015

SIE

Date: 5/3/2018

Series 7

Date: 12/21/2014

Current Firm

ADVIZE WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ADVIZE WEALTH MANAGEMENT

TRUST BUT VERIFY

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