Thomas L. Degironimo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Louis Degironimo was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1969. Thomas had worked at 12 firms and has passed the SIE, Series 2, Series 1, Series 26 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2009 - December 31, 2021
HAZARD & SIEGEL, INC.
July 24, 2003 - March 23, 2009
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
December 10, 1991 - June 7, 2003
NATHAN & LEWIS SECURITIES, INC.
October 9, 1986 - September 6, 1991
CPC SECURITIES CORPORATION
June 19, 1983 - January 14, 1985
AETNA LIFE INSURANCE AND ANNUITY COMPANY
February 28, 1983 - September 14, 1984
PENNSYLVANIA SECURITIES COMPANY
March 29, 1977 - January 14, 1985
TOWER SQUARE SECURITIES, INC.
November 8, 1976 - November 29, 1983
G & H SECURITIES, INC.
June 13, 1973 - September 4, 1973
DUVEST CORPORATION
November 20, 1972 - July 8, 1973
M. E. HAND SECURITIES, INC.
April 26, 1972 - December 1, 1972
HORIZON SECURITIES INC.
October 28, 1969 - May 28, 1972
ADVANTAGE CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 10/22/1969
Non-Member General Securities ExaminationSeries 1
Date: 10/22/1969
Registered Representative ExaminationSeries 00
Date: 5/11/1972
General Securities Principal ExaminationCurrent Firm
HAZARD & SIEGEL, INC.
CRD#: 2048 / SEC#: , 8-13942
Contact information
FINRA licenses (43 States and Territories)
Red Flags
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