Jody L. Holt

HOLT WEALTH MANAGEMENT LLC

BORGER, TX 79007

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CRD#: 6405025

Professional summary

Jody Lee Holt is a registered financial advisor currently at HOLT WEALTH MANAGEMENT LLC located in Borger, Texas.

Jody is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Jody has worked at 3 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Gerald's Office Products; Not investment related, Borger, TX; 11/2001; Outside sales employee; Oversee furniture projects and occasionally assist with other operations of the business; 40 hrs per month; 20 hrs during trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jody Lee Holt's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 25, 2022 - Present

HOLT WEALTH MANAGEMENT LLC

Office #1: 613 Deahl St, Borger, TX 79007

RIA

CRD#: 318304

BORGER, TX

Past

March 8, 2016 - March 9, 2022

KENAI INVESTMENTS, INC.

RIA

CRD#: 125974

Borger, TX

Past

January 8, 2015 - March 22, 2016

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

BORGER, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/25/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/4/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/9/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 3/22/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/7/2015

General Securities Representative Examination

Current Firm

HOLT WEALTH MANAGEMENT LLC

CRD#: 318304 / SEC#:

Texas

Registered Investment Advisory firm - (5/25/2022 Approved)

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Contact information

Main Address

613 Deahl St, Borger, TX 79007

Mailing Address

P. O. Box 1443, Borger, TX 79008

Phone number

(806) 391-9331

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	33
AUM (Assets Under Management)	$ 6,130,951

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jody L. Holt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jody Lee Holt's CRS (Customer Relationship Summary).

Certified licenses

Experience

HOLT WEALTH MANAGEMENT LLC

KENAI INVESTMENTS, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/4/2021

Series 66

Date: 3/9/2015

SIE

Date: 3/22/2016

Series 7

Date: 1/7/2015

Current Firm

HOLT WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HOLT WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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