AJ
Andrew R. Johnsen
WATERLOO CAPITAL
DALLAS, TX 75201
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CRD#: 6404842
AJ
Professional summary
Andrew R Johnsen, who also goes by Andrew Robert Johnsen, is a registered financial advisor currently at WATERLOO CAPITAL located in Dallas, Texas.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Andrew has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrew Robert Johnsen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SELF MADE TRAINING FACILITY ADVISORY BOARD, NOT INVESTMENT RELATED, 1925 E. LEVEE ST. DALLAS, TX 75207, GYM,LIMITED PARTNER AND A CORE MEMBER OF THE ADVISORY BOARD, START DATE 01/05/2020, 10 TOTAL HOURS SPENT PER MONTH, 0 HOURS DURING TRADING HOURS, SERVES ON THE BOARD FOR THE FINANCIAL WELLNESS OF THE BUSINESS. COOPER LUCKY CONSULITNG BUSINESS COACHING BUSINESS CONSULTANT SINCE 01/2022 NOT INVESTMENT RELATED. ORO RESERVE SHORT TERM EXOTIC CAR RENTALS GENERAL PARTNER SINCE 05/2022 NOT INVESTMENT RELATED ELITE PRODUCERS GROUP LIFE INSURANCE SALES AND MANAGEMENT INDEPENDENT INSURANCE AGENT SINCE 05/2021 NOT INVESTMENT RELATED
CRS (Client Relationship Summary) - RIA
Click below to view Andrew R Johnsen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 1, 2023 - Present
WATERLOO CAPITAL
Office #1: 2425 Cedar Springs Rd, Dallas, TX 75201RIA
CRD#: 133705
DALLAS, TX
Past
July 22, 2020 - March 2, 2023
TITLEIST CAPITAL, LLC
RIA
CRD#: 126136
Dallas, TX
Past
July 22, 2020 - March 2, 2023
TITLEIST CAPITAL, LLC
BD
CRD#: 126136
Dallas, TX
Past
January 12, 2015 - July 20, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
DALLAS, TX
Past
November 20, 2014 - July 20, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WATERLOO CAPITAL
AMG WEALTH ADVISORS | WATERLOO CAPITAL, L.P. | WATERLOO CAPITAL MANAGEMENT | WATERLOO CAPITAL | VIRTUS PRIVATE WEALTH MANAGEMENT | TEAM PRIVATE WEALTH MANAGEMENT, LLC | STRATEGIC CAPITAL | PLANNINGWORKS, INC. | MARKET STREET CAPITAL | LIGHTHOUSE FINANCIAL ADVISORS LLC | LIGHTHOUSE FINANCIAL | LIBERTY PARK | IRONCLAD STRATEGIES | HAP NIELSEN INVESTMENTS | ELEMENT RETIREMENT & INVESTMENT CONSULTANTS, LLC | EBERLY WEALTH MANAGEMENT
CRD#: 133705 / SEC#: 801-63975
RIA
Registered Investment Advisory firm - (3/11/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(2/1/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WATERLOO CAPITAL
AMG WEALTH ADVISORS | WATERLOO CAPITAL, L.P. | WATERLOO CAPITAL MANAGEMENT | WATERLOO CAPITAL | VIRTUS PRIVATE WEALTH MANAGEMENT | TEAM PRIVATE WEALTH MANAGEMENT, LLC | STRATEGIC CAPITAL | PLANNINGWORKS, INC. | MARKET STREET CAPITAL | LIGHTHOUSE FINANCIAL ADVISORS LLC | LIGHTHOUSE FINANCIAL | LIBERTY PARK | IRONCLAD STRATEGIES | HAP NIELSEN INVESTMENTS | ELEMENT RETIREMENT & INVESTMENT CONSULTANTS, LLC | EBERLY WEALTH MANAGEMENT
CRD#: 133705 / SEC#: 801-63975
RIA
Registered Investment Advisory firm - (3/11/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2801 Via Fortuna Suite 250, Austin, TX 78746
Mailing Address
Phone number
(512) 777-5900
Established
Firm type
Fiscal year end
# of Employees
54
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,775 |
| AUM (Assets Under Management) | $ 1,686,618,820 |
Red Flags
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Company Information
WATERLOO CAPITAL
CRD#: 133705Dallas, TX 75201TRUST BUT VERIFY
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