Maureen T. Alvarez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maureen Therese Alvarez, who also goes by Maureen T Alvarez, was a registered financial professional .
Maureen is a previously registered financial professional and started their career in finance in 2015. Maureen had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2018 - January 2, 2023
COHEN & STEERS SECURITIES, LLC
November 17, 2017 - August 9, 2018
MORGAN STANLEY INVESTMENT MANAGEMENT INC.
November 16, 2017 - August 9, 2018
MORGAN STANLEY DISTRIBUTION, INC.
December 28, 2015 - October 16, 2017
J.P. MORGAN SECURITIES LLC
October 19, 2015 - October 16, 2017
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
COHEN & STEERS SECURITIES, LLC
CRD#: 29258 / SEC#: , 8-44123
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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