Mauro L. Leos

NEXT PRONTO CAPITAL ADVISORS

Weehawken, NJ 07086

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CRD#: 6403341

Professional summary

Mauro Luis Leos is a registered financial advisor currently at NEXT PRONTO CAPITAL ADVISORS located in Weehawken, New Jersey.

Mauro is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Mauro has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Next Pronto LLC Sept 11, 2018 205 E 95th Street 26E New York, New York 10128 Financial Planning Founder 100% Owned

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mauro Luis Leos's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 20, 2021 - Present

NEXT PRONTO CAPITAL ADVISORS

Office #1: 1100 Avenue At Port Imperial, Apt #327, Weehawken, NJ 07086

RIA

CRD#: 308974

Weehawken, NJ

Past

January 3, 2019 - December 6, 2019

CLSA AMERICAS, LLC

RIA

CRD#: 165533

NEW YORK, NY

Past

June 1, 2017 - December 6, 2019

CLSA AMERICAS, LLC

CRD#: 165533

NEW YORK, NY

Past

March 6, 2015 - June 1, 2017

CITIC SECURITIES INTERNATIONAL USA, LLC

CRD#: 158266

New York, NY

Past

October 23, 2014 - February 5, 2015

ENCLAVE CAPITAL LLC

CRD#: 22732

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(9/20/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/18/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/6/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/23/2014

General Securities Representative Examination

Current Firm

NEXT PRONTO CAPITAL ADVISORS

NEXT PRONTO ADVISORS | NEXT PRONTO LLC | NEXT PRONTO CAPITAL ADVISORS

CRD#: 308974 / SEC#:

New Jersey

Registered Investment Advisory firm - (9/20/2021 Approved)

New York

Registered Investment Advisory firm - (6/24/2020 Approved)

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Contact information

Main Address

515 Madison Avenue 9th Floor #8100, New York, NY, 10022

Mailing Address

Phone number

(845) 729-8956

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Mauro L. Leos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mauro Luis Leos's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEXT PRONTO CAPITAL ADVISORS

CLSA AMERICAS, LLC

CLSA AMERICAS, LLC

CITIC SECURITIES INTERNATIONAL USA, LLC

ENCLAVE CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/18/2018

Series 63

Date: 11/6/2014

SIE

Date: 10/1/2018

Series 7

Date: 10/23/2014

Current Firm

NEXT PRONTO CAPITAL ADVISORS

Contact information

Documents

Red Flags

Company Information

NEXT PRONTO CAPITAL ADVISORS

TRUST BUT VERIFY

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