Loraine Z. Montanye

D.B. ROOT & COMPANY

PITTSBURGH, PA 15219

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CRD#: 6402610

Professional summary

Loraine Ziegler Montanye, CFP®, who also goes by Loraine Rebecca Ziegler, is a registered financial advisor currently at D.B. ROOT & COMPANY, LLC located in Pittsburgh, Pennsylvania.

Loraine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Loraine has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Loraine Rebecca Ziegler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Loraine Ziegler Montanye's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

June 3, 2022 - Present

D.B. ROOT & COMPANY, LLC

Office #1: 436 Seventh Avenue Suite 2800, Pittsburgh, PA 15219

RIA

CRD#: 188512

PITTSBURGH, PA

Past

January 4, 2017 - December 31, 2017

FSC SECURITIES CORPORATION

CRD#: 7461

PITTSBURGH, PA

Past

January 26, 2015 - October 19, 2016

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

D.B. ROOT & COMPANY, LLC

CRD#: 188512 / SEC#: 801-106632

RIA

Registered Investment Advisory firm - (9/11/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(6/3/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/27/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/26/2015

General Securities Representative Examination

Current Firm

D.B. ROOT & COMPANY, LLC

CRD#: 188512 / SEC#: 801-106632

RIA

Registered Investment Advisory firm - (9/11/2015 Approved)

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Contact information

Main Address

436 Seventh Avenue Suite 2800, Pittsburgh, PA 15219

Mailing Address

Phone number

(412) 227-2800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

D.B. ROOT & COMPANY, LLC DISCLOSURE BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts	2,536
AUM (Assets Under Management)	$ 829,797,025

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Loraine Z. Montanye

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Loraine Ziegler Montanye's CRS (Customer Relationship Summary).

Certified licenses

Experience

D.B. ROOT & COMPANY, LLC

FSC SECURITIES CORPORATION

KESTRA INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

D.B. ROOT & COMPANY, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/27/2017

SIE

Date: 12/31/2017

Series 7

Date: 1/26/2015

Current Firm

D.B. ROOT & COMPANY, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

D.B. ROOT & COMPANY, LLC

TRUST BUT VERIFY

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