Michael J. Mccarthy
AMERITAS ADVISORY SERVICES
TOLEDO, OH 43604
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CRD#: 6402400
Professional summary
Michael James Mccarthy, CFP®, who also goes by Michael Mccarthy, is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Toledo, Ohio and AMERITAS INVESTMENT COMPANY, LLC located in Toledo, Ohio.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Michael has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Mccarthy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Premier Planning Group; same as branch; inv rel; financial planning; Client Service Specialist; start date=09/2020; hrs/mo=200; trading hrs/mo=160; assisting clients with their investment needs*St Johns Jesuit High School; Non/Inv Rel; 5901 Airport Hwy Toledo OH 43615; Wresting Coach; Start Date = 11/16/2020; Hrs/Mo=5: Trading Hrs/Mo=0;Wrestling Coach.
CRS (Client Relationship Summary) - RIA
Click below to view Michael James Mccarthy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
November 1, 2021 - Present
AMERITAS ADVISORY SERVICES, LLC
Office #1: 114 S Superior St, Toledo, OH 43604RIA
CRD#: 317245
TOLEDO, OH
Current
April 14, 2015 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 114 S Superior St, Toledo, OH 43604BD
CRD#: 14869
Toledo, OH
Past
September 28, 2015 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
TOLEDO, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/28/2022)
RR
California(1/28/2022)
RR
Colorado(1/28/2022)
RR
Connecticut(1/28/2022)
RR
District of Columbia(1/28/2022)
RR
Florida(1/28/2022)
RR
Illinois(1/28/2022)
RR
Indiana(1/22/2016)
RR
Louisiana(1/28/2022)
RR
Maine(1/28/2022)
RR
Maryland(1/28/2022)
RR
Massachusetts(1/28/2022)
RR
Michigan(1/28/2022)
RR
Mississippi(1/28/2022)
RR
Missouri(1/28/2022)
RR
Nevada(1/28/2022)
RR
New Hampshire(1/28/2022)
RR
New Jersey(1/28/2022)
RR
New York(1/28/2022)
RR
North Carolina(1/28/2022)
RR
Ohio(4/15/2015)
IAR
Ohio(11/1/2021)
RR
Oregon(1/28/2022)
RR
Pennsylvania(1/28/2022)
RR
South Carolina(1/28/2022)
RR
Tennessee(1/30/2023)
RR
Texas(1/28/2022)
IAR
Texas(1/28/2022)
RR
Utah(4/14/2025)
RR
Virginia(1/28/2022)
RR
Washington(1/28/2022)
RR
West Virginia(1/28/2022)
RR
Wisconsin(1/28/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5900 O Street, Lincoln, NE 68510
Mailing Address
Phone number
(800) 335-9858
Established
Firm type
Fiscal year end
# of Employees
560
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245Toledo, OH 43604TRUST BUT VERIFY
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