Christopher Grosvenor

APEX FINANCIAL ADVISORS,

Yardley, PA 19067

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CRD#: 6402142

Professional summary

Christopher Grosvenor, who also goes by Christopher R Grosvenor, Christopher Ryan Dimitrius Grosvenor, is a registered financial advisor currently at APEX FINANCIAL ADVISORS, INC located in Yardley, Pennsylvania.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Christopher has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christopher R Grosvenor | Christopher Ryan Dimitrius Grosvenor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 55 Glenwood Ave 4N East Orange New Jersey 07017; start 04/2017; insurance broker; 1 hour per month, 1 hour during securities trading hours; insurance related]

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Grosvenor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 5, 2023 - Present

APEX FINANCIAL ADVISORS, INC

Office #1: 85 South Main Street, Yardley, PA 19067

RIA

CRD#: 155210

Yardley, PA

Past

September 12, 2021 - June 7, 2023

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

NEW YORK, NY

Past

July 20, 2021 - June 7, 2023

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

May 25, 2021 - June 16, 2021

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

PARAMUS, NJ

Past

May 24, 2021 - June 16, 2021

PRUCO SECURITIES, LLC.

CRD#: 5685

PARAMUS, NJ

Past

April 6, 2017 - May 3, 2021

MORGAN STANLEY

RIA

CRD#: 149777

Paramus, NJ

Past

April 4, 2017 - May 3, 2021

MORGAN STANLEY

CRD#: 149777

Paramus, NJ

Past

January 11, 2017 - March 9, 2017

PRUCO SECURITIES, LLC.

CRD#: 5685

WHITE PLAINS, NY

Past

December 8, 2016 - December 9, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Livingston, NJ

Past

December 7, 2016 - December 9, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Livingston, NJ

Past

May 15, 2015 - May 9, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PARAMUS, NJ

Past

April 13, 2015 - May 9, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PARAMUS, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APEX FINANCIAL ADVISORS, INC

CRD#: 155210 / SEC#: 801-71884

RIA

Registered Investment Advisory firm - (10/7/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/5/2023)

IAR

New Jersey
(6/5/2023)

IAR

Pennsylvania
(6/5/2023)

IAR

Texas
(6/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/9/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/13/2015

General Securities Representative Examination

Current Firm

APEX FINANCIAL ADVISORS, INC

CRD#: 155210 / SEC#: 801-71884

RIA

Registered Investment Advisory firm - (10/7/2010 Approved)

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Contact information

Main Address

85 South Main Street, Yardley, PA 19067

Mailing Address

Phone number

(215) 493-1900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A 03.2025 - ANNUAL AMENDMENT (3/27/2025)

Regulatory assets under management

Total Number of Accounts	410
AUM (Assets Under Management)	$ 505,099,472

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher Grosvenor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Grosvenor's CRS (Customer Relationship Summary).

Certified licenses

Experience

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

MORGAN STANLEY

MORGAN STANLEY

PRUCO SECURITIES, LLC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

APEX FINANCIAL ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/9/2015

SIE

Date: 10/1/2018

Series 7

Date: 4/13/2015

Current Firm

APEX FINANCIAL ADVISORS, INC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

APEX FINANCIAL ADVISORS, INC

TRUST BUT VERIFY

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