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CG

Christopher Grosvenor

Some features on this profile are disabled
CRD#: 6402142
CG

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christopher Grosvenor, who also goes by Christopher R Grosvenor, Christopher Ryan Dimitrius Grosvenor, was a registered financial professional .

Christopher is a previously registered financial professional and started their career in finance in 2015. Christopher had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Christopher R Grosvenor | Christopher Ryan Dimitrius Grosvenor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 5, 2023 - December 31, 2025

APEX FINANCIAL ADVISORS, INC

RIA
CRD#: 155210
YARDLEY, PA
Past

September 12, 2021 - June 7, 2023

EAGLE STRATEGIES LLC

RIA
CRD#: 110826
NEW YORK, NY
Past

July 20, 2021 - June 7, 2023

NYLIFE SECURITIES LLC

BD
CRD#: 5167
NEW YORK, NY
Past

May 25, 2021 - June 16, 2021

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
PARAMUS, NJ
Past

May 24, 2021 - June 16, 2021

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
PARAMUS, NJ
Past

April 6, 2017 - May 3, 2021

MORGAN STANLEY

RIA
CRD#: 149777
Paramus, NJ
Past

April 4, 2017 - May 3, 2021

MORGAN STANLEY

BD
CRD#: 149777
Paramus, NJ
Past

January 11, 2017 - March 9, 2017

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
WHITE PLAINS, NY
Past

December 8, 2016 - December 9, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Livingston, NJ
Past

December 7, 2016 - December 9, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Livingston, NJ
Past

May 15, 2015 - May 9, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
PARAMUS, NJ
Past

April 13, 2015 - May 9, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
PARAMUS, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/9/2015
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/13/2015
General Securities Representative Examination

Current Firm

AF
APEX FINANCIAL ADVISORS, INC
APEX FINANCIAL ADVISORS, INC

CRD#: 155210 / SEC#: 801-71884

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Contact information

Main Address
85 South Main Street, Yardley, PA 19067
Mailing Address
Phone number
(215) 493-1900
Established
Firm type
Fiscal year end
# of Employees
10

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2A 03.2025 - ANNUAL AMENDMENT (3/27/2025)

Regulatory assets under management

Total Number of Accounts410
AUM (Assets Under Management)$ 505,099,472

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

APEX FINANCIAL ADVISORS, INC

CRD#: 155210

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