Elton Norman
Professional summary
Elton Norman was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Elton is a previously registered financial professional and started their career in finance in 2015. Prior to being barred, Elton had worked at 4 firms, which includes DOMINION FINANCIAL GROUP LLC, FIRST COMMAND ADVISORY SERVICES, FIRST COMMAND BROKERAGE SERVICES INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2018 - March 26, 2020
DOMINION FINANCIAL GROUP, LLC
June 28, 2016 - April 9, 2018
FIRST COMMAND ADVISORY SERVICES
June 23, 2016 - April 9, 2018
FIRST COMMAND BROKERAGE SERVICES, INC.
February 26, 2015 - February 2, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 5, 2015 - February 2, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
DOMINION FINANCIAL GROUP, LLC
CRD#: 297757 / SEC#:
Contact information
Red Flags
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