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Christopher Michael Soviero

DHL WEALTH MANAGEMENT
RICHARDSON, TX
·CRD# 6402071·11 years experience

Professional Summary

Christopher Michael Soviero, who also goes by Chris Soviero, Christopher Michael Soviero, Christopher Soviero, is a registered financial advisor currently at DHL WEALTH MANAGEMENT LLC located in Richardson, Texas. Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Christopher has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Soviero, Christopher Michael Soviero, Christopher Soviero

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

DHL WEALTH MANAGEMENT LLC·CRD# 325335
RIA
2435 N Central Expressway 775, Richardson, TX 75088
October 13, 2026 - Present
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Plano, TX
August 11, 2022 - February 15, 2024
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
August 11, 2022 - February 15, 2024
VALIC FINANCIAL ADVISORS, INC.·CRD# 42803
RIA
Plano, TX
December 14, 2021 - August 5, 2022
VALIC FINANCIAL ADVISORS, INC.·CRD# 42803
BD
Plano, TX
December 13, 2021 - August 5, 2022
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Frisco, TX
October 12, 2016 - February 16, 2021
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Frisco, TX
October 11, 2016 - February 16, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Dallas, TX
May 11, 2015 - February 1, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Dallas, TX
January 27, 2015 - February 1, 2016

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Current Firm

DW
DHL WEALTH MANAGEMENT LLC

DHL WEALTH MANAGEMENT | DHL WEALTH MANAGEMENT LLC | DHL WEALTH MANAGEMENT LIMITED LIABILITY COMPANY

CRD#: 325335
California
Registered Investment Advisory firm - California (4/19/2023 Approved)
Florida
Registered Investment Advisory firm - Florida (5/15/2025 Approved)
Texas
Registered Investment Advisory firm - Texas (4/19/2023 Approved)

Contact Information

Main Address

2435 N Central Expressway 775, Richardson, TX 75088

Phone Number

+1 (800) 402-8862

# of Employees

5

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

53

AUM (Assets Under Management)

$7,450,363

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(10/13/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2015About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2015About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Christopher Michael Soviero's CRS (Customer Relationship Summary).

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