SM
Stephen T. Macintosh
ARGYLE CAPITAL PARTNERS
Santa Barbara, CA 93101
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CRD#: 6401660
SM
Professional summary
Stephen Thomas Macintosh, who also goes by Steve Macintosh, is a registered financial advisor currently at ARGYLE CAPITAL PARTNERS, LLC located in Santa Barbara, California.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Stephen has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steve Macintosh
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SUSTAINABLE CHANGE ALLIANCE FOUNDATION; NON INVESTMENT RELATED; 922 STATE ST, SANTA BARBARA, CA 93101; NON-PROFIT; BOARD MEMBER; STARTING 05/17/2019; APPROX 4 HRS/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; DUTIES INCLUDE ASSISTING WITH GOVERNANCE, VISION AND OVERSIGHT OF THE OUTREACH AND EDUCATIONAL PROGRAMS OF THE FOUNDATION. 2) ESG CAPITAL MANAGEMENT, INC.; NOT INVESTMENT RELATED; 319 E. CARRILLO STREET, SANTA BARARA, CA 93101; LIFE & DISABILITY INSURANCE SALES; AUTHORIZED AGENT/PRESIDENT/OWNER;12/10/2019; 4 HOURS PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; ANALYSIS AND DELIVERY OF INSURANCE SOLUTIONS FOR INDIVIDUALS AND FAMILIES THAT ARE IN NEED OF DEFENSIVE STRATEGIES TO PREPARE FOR UNEXPECTED LIFE EVENTS. POLICIES ARE TAILORED TO MITIGATE AND SUBJUGATE UNFORESEEN RISK.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Thomas Macintosh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 12, 2019 - Present
ARGYLE CAPITAL PARTNERS, LLC
Office #1: 319 E. Carrillo Suite 102, Santa Barbara, CA 93101RIA
CRD#: 162246
Santa Barbara, CA
Past
March 24, 2015 - October 16, 2019
D.A. DAVIDSON & CO.
RIA
CRD#: 199
SANTA BARBARA, CA
Past
January 9, 2015 - October 16, 2019
D.A. DAVIDSON & CO.
BD
CRD#: 199
SANTA BARBARA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ARGYLE CAPITAL PARTNERS, LLC
ABS INVESTMENT ADVISORS, LLC | ARGYLE CAPITAL PARTNERS, LLC
CRD#: 162246 / SEC#: 801-121915
RIA
Registered Investment Advisory firm - (7/30/2021 Approved)California
Registered Investment Advisory firm - (9/3/2021 Terminated)Colorado
Registered Investment Advisory firm - (8/5/2021 Terminated)Texas
Registered Investment Advisory firm - (8/4/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(10/12/2019)
IAR
Texas(3/17/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AC
ARGYLE CAPITAL PARTNERS, LLC
ABS INVESTMENT ADVISORS, LLC | ARGYLE CAPITAL PARTNERS, LLC
CRD#: 162246 / SEC#: 801-121915
RIA
Registered Investment Advisory firm - (7/30/2021 Approved)California
Registered Investment Advisory firm - (9/3/2021 Terminated)Colorado
Registered Investment Advisory firm - (8/5/2021 Terminated)Texas
Registered Investment Advisory firm - (8/4/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1925 Century Park East Suite 1140, Los Angeles, CA 90067
Mailing Address
Phone number
(310) 750-9557
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 423 |
| AUM (Assets Under Management) | $ 190,396,156 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ARGYLE CAPITAL PARTNERS, LLC
CRD#: 162246Santa Barbara, CA 93101TRUST BUT VERIFY
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