TB
Troy W. Bolton
MERCURIO WEALTH ADVISORS
Louisville, KY 40222
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CRD#: 6401218
TB
Professional summary
Troy Wayne Bolton is a registered financial advisor currently at MERCURIO WEALTH ADVISORS located in Louisville, Kentucky.
Troy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Troy has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Troy Wayne Bolton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 19, 2017 - Present
MERCURIO WEALTH ADVISORS
Office #1: 9100 Shelbyville Rd. Suite 150, Louisville, KY 40222RIA
CRD#: 283632
Louisville, KY
Past
October 3, 2014 - June 1, 2017
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
RIA
CRD#: 132070
LOUISVILLE, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MERCURIO WEALTH ADVISORS
MERCURIO & ASSOCIATES INC. | MERCURIO WEALTH MANAGEMENT | MERCURIO WEALTH ADVISORS
CRD#: 283632 / SEC#: 801-121883
RIA
Registered Investment Advisory firm - (8/25/2021 Approved)Florida
Registered Investment Advisory firm - (9/20/2021 Terminated)Indiana
Registered Investment Advisory firm - (9/22/2021 Terminated)Kentucky
Registered Investment Advisory firm - (9/20/2021 Terminated)Texas
Registered Investment Advisory firm - (9/20/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(6/21/2021)
IAR
Indiana(2/7/2017)
IAR
Kentucky(1/19/2017)
Current Firm
MW
MERCURIO WEALTH ADVISORS
MERCURIO & ASSOCIATES INC. | MERCURIO WEALTH MANAGEMENT | MERCURIO WEALTH ADVISORS
CRD#: 283632 / SEC#: 801-121883
RIA
Registered Investment Advisory firm - (8/25/2021 Approved)Florida
Registered Investment Advisory firm - (9/20/2021 Terminated)Indiana
Registered Investment Advisory firm - (9/22/2021 Terminated)Kentucky
Registered Investment Advisory firm - (9/20/2021 Terminated)Texas
Registered Investment Advisory firm - (9/20/2021 Terminated)PREMIUM
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Contact information
Main Address
9100 Shelbyville Rd. Suite 150, Louisville, KY 40222
Mailing Address
Phone number
(502) 253-9366
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 957 |
| AUM (Assets Under Management) | $ 141,065,289 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MERCURIO WEALTH ADVISORS
CRD#: 283632Louisville, KY 40222TRUST BUT VERIFY
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