Richard Cooke

ABUNDO WEALTH

Fishers, IN

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CRD#: 6401162

Professional summary

Richard Cooke, CFP®, who also goes by Richard Allen Cooke, Ricky Cooke, Riki Cooke, is a registered financial advisor currently at ABUNDO WEALTH located in Fishers, Indiana.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Richard has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Richard Allen Cooke | Ricky Cooke | Riki Cooke

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

the name of the other business; - Steady As We Roam Travel Co LLC whether the business is investment-related; - Not investment relates the address of the other business; 9089 Rider Dr. Fishers, IN 46038 the nature of the other business; - Travel Agency your position; - Travel Agent title, or relationship with the other business; - No relationship with other business the start date of your relationship; - 05/15/2023 the approximate number of hours/month you devote to the other business; - 20 hours/month the number of hours you devote to the other business during securities trading hours; - Less than 8 hours/month during securities trading hours and briefly describe your duties relating to the other business; Assisting clients in booking travel and acting as customer support before and during their trip.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Cooke's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 250

Pendleton, IN

Past

July 13, 2018 - April 4, 2019

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

August 13, 2015 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

SEAL BEACH, CA

Past

November 25, 2014 - April 3, 2019

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SEAL BEACH, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ABUNDO WEALTH

ABUNDO WEALTH | ABUNDO WEALTH LLC | ABUNDO WEALTH INC.

CRD#: 304612 / SEC#: 801-122364

RIA

Registered Investment Advisory firm - (9/23/2021 Approved)

Minnesota

Registered Investment Advisory firm - (10/6/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/30/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/2/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/16/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/25/2014

General Securities Representative Examination

Current Firm

ABUNDO WEALTH

ABUNDO WEALTH | ABUNDO WEALTH LLC | ABUNDO WEALTH INC.

CRD#: 304612 / SEC#: 801-122364

RIA

Registered Investment Advisory firm - (9/23/2021 Approved)

Minnesota

Registered Investment Advisory firm - (10/6/2021 Terminated)

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Contact information

Main Address

3217 Montrose Blvd Suite 228, #5, Houston, TX 77006

Mailing Address

Phone number

(612) 502-5806

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (10/9/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Richard Cooke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Cooke's CRS (Customer Relationship Summary).

Certified licenses

Experience

2POINT0 FINANCIAL

VINCERE WEALTH MANAGEMENT, LLC

EDWARD JONES

EDWARD JONES

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

ABUNDO WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 7/2/2015

Series 63

Date: 12/16/2014

SIE

Date: 10/1/2018

Series 7

Date: 11/25/2014

Current Firm

ABUNDO WEALTH

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

ABUNDO WEALTH

TRUST BUT VERIFY

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