CD
Charles B. Dixon
FIRST COMMAND ADVISORY SERVICES
Edgewater, MD
Some features on this profile are disabled
CRD#: 6401074
CD
Professional summary
Charles Barfield Dixon is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Edgewater, Maryland and FIRST COMMAND BROKERAGE SERVICES, INC. located in Fort Worth, Texas.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Charles has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of the other business: United States Naval Academy Alumni Association - Annapolis Chapter ; Whether the business is investment-related: Not Investment-related ; Address of the other business: ; Nature of the other business: Alumni Association ; Your position, title, or relationship with the other business: Treasurer ; The start date of your relationship: 7/14/2017 ; The approximate number of hours/month you devote to the other business: <5% ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: The Treasurer shall receive all dues, fees, gifts, gifts and other funds of the Chapter and expend them, invest them for safekeeping as directed by the Council. He/she shall prepare and present for audit an annual statement of receipts and expenditures as of 30 June and at any other time required by the Council. (2)Name: United States Naval Academy Class of 1979 Investment-related: No Address of the other business: 247 King George St Annapolis, MD 21401 Nature of the other business: Board Membership Your position, title, or relationship with the other business: Vice President The start date of your relationship: 01/01/20 The approximate number of hours/month you devote to the other business: 1 - 5 The number of hours you devote to the other business during securities trading hours: 1 - 5 Briefly describe your duties relating to the other business: Volunteer Position on the Board of the Class of 1979 to support/adjudicate business of the Class, primarily class reunion and priorities of philanthropy (3)Name: Dixon Financial Group LLC Investment-related: No Address: 29 Shadow Point Court Edgewater, MD 21037 Nature of the other business: Owner/Sole/Partner Your position: Owner/Sole Member Start date: 02/06/20 The approximate number of hours/month you devote to the other business: 6 - 10 During securities trading hours: 1 - 5 Description of duties: Owner and Sole Member of Management LLC to run & execute my Independent Contractor business at First Command (4) Name of the other business: 121 Properties LLC Whether the business is investment-related: No Address of the other business: 121 Cathedral St, Suite 1B, Annapolis, MD 21401 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Partner The start date of your relationship: Nov 01, 2024 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: One of four partners in a ownership group for commercial real estate in downtown Annapolis, MD (5) Name of the other business: First Presbyterian Church Whether the business is investment-related: No Address of the other business: 171 Duke of Gloucester Street, Annapolis, MD 21401 Nature of the other business: Board Membership Your position, title, or relationship with the other business: Stewardship and Finance Elder The start date of your relationship: Nov 01, 2024 The approximate number of hours/month you devote to the other business: 6 to 10 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: I serve as the Stewardship Elder for my church. While involved in fund raising drives, annual and special events, I handle no finances. I set up the annual pledge drive and prepare the draft budget for review and approval. A full time business manager other than myself handles all funds.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Barfield Dixon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 15, 2015 - Present
FIRST COMMAND ADVISORY SERVICES
RIA
CRD#: 281958
Edgewater, MD
Current
October 22, 2014 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 1 Firstcomm Plaza, Fort Worth, TX 76109BD
CRD#: 3641
Fort Worth, TX
Past
November 7, 2014 - December 15, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
RIA
CRD#: 3641
ANNAPOLIS, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Maryland(11/7/2014)
IAR
Maryland(12/15/2015)
RR
New York(8/18/2022)
RR
Pennsylvania(5/5/2017)
RR
Texas(8/18/2022)
IAR
Texas(8/19/2022)
RR
Virginia(7/22/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1 Firstcomm Plaza, Fort Worth, TX 76109
Mailing Address
Po Box 2387, Fort Worth, TX 76113-2387
Phone number
(817) 731-8621
Established
Firm type
Fiscal year end
# of Employees
1,787
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
