Peter D. Cleven
Professional summary
Peter Damion Cleven, who also goes by Peter D Cleven, is a registered financial professional currently at BCP SECURITIES, INC. located in Greenwich, Connecticut.
Peter is registered as a RR (Registered Representative) and started their career in finance in 2014. Peter has worked at 4 firms and has passed the Series 99TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Damion Cleven's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 9, 2025 - Present
BCP SECURITIES, INC.
Office #1: 289 Greenwich Avenue - 4th Fl, Greenwich, CT 06830Office #2: Paseo De Los Tamarindos No. 90/torre Arcos Bosques Torre 1 Piso 11 Ofincina 11b, Bosques De Las Lomas, Cuajimalpa De Morelos 05120July 16, 2021 - April 29, 2025
LAFISE SECURITIES LLC
October 27, 2016 - July 13, 2021
NATIONAL FINANCIAL SERVICES LLC
October 30, 2014 - April 13, 2015
XP INVESTMENTS US, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
BCP SECURITIES, INC.
CRD#: 27063 / SEC#: , 8-42836
Contact information
FINRA licenses (6 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PIKE, RANDALL EMORY | CHAIRMAN | 1926966 |
| HOUSON, RICARDO CARLOS | SHAREHOLDER | 2943538 |
| LUQUE SUESCUN, JUAN CARLOS | SHAREHOLDER | 2373875 |
| OWENS, STEVEN CRAIG | SHAREHOLDER | 2268295 |
| SMITH, DAVID CHRISTOPHER | SHAREHOLDER | 2749802 |
| BAGORDA, FELICE | SHAREHOLDER/CEO | 5439644 |
| BILAL, MUHAMMAD OMAR | SHAREHOLDER | 6272625 |
| BURKE, EDWARD JOHN JR. | SHAREHOLDER | 2398546 |
| CLEVEN, PETER DAMION | CHIEF COMPLIANCE OFFICER | 6400894 |
| DAELLENBACH, RENE | SHAREHOLDER | 2555076 |
| DELLA CIOPPA, MAURO | SHAREHOLDER | 4961537 |
| DIAZ, NATALIE HELEN | SHAREHOLDER | 4691258 |
| GARCIA, EDWIN ERNESTO | SHAREHOLDER / FINOP | 4154949 |
| GUTIERREZ, JAVIER | SHAREHOLDER | 6482968 |
| HARPER, JAMES VANCE | SHAREHOLDER | 4014076 |
| HOUGH, BENJAMIN COLIN | SHAREHOLDER | 2396825 |
| KHALITOV, BULAT | SHAREHOLDER | 6387636 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
