Patrick Simon

AVENTURA PRIVATE WEALTH

AVENTURA, FL 33180

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CRD#: 6400830

Professional summary

Patrick Simon, who also goes by Patrick Alexander Simon, Patrick Simon, is a registered financial advisor currently at AVENTURA PRIVATE WEALTH, LLC located in Aventura, Florida.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Patrick has worked at 6 firms and has passed the Series 66, Series 63, Series 6TO, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patrick Alexander Simon | Patrick Simon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. YORKER CONDOMINIUM BOARD VOLUNTEERS_ Not investment related_ Address: Miami, FL_ Nature: Condo maintenance board._ Position: Secretary._ Start date: 04/11/2024._Devote 1 hrs/month, Devote 0 hrs/month during trading hours._ Duties: Take notes during meetings. 2. 11/2024 to Present: Aventura Private Insurance, LLC - Aventura, FL; Owner/Insurance Products Salesperson; Insurance products sales; about 20 hours dedicated per month and all during securities trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Simon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 21, 2024 - Present

AVENTURA PRIVATE WEALTH, LLC

Office #1: 19790 West Dixie Hwy Suite 805-806, Aventura, FL 33180

RIA

CRD#: 332630

AVENTURA, FL

Past

April 29, 2024 - November 12, 2024

INSIGNEO ADVISORY SERVICES, LLC

RIA

CRD#: 282589

MIAMI, FL

Past

April 29, 2024 - November 12, 2024

INSIGNEO SECURITIES, LLC

CRD#: 29249

MIAMI, FL

Past

September 30, 2021 - April 30, 2024

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MIAMI, FL

Past

September 3, 2021 - April 30, 2024

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MIAMI, FL

Past

March 25, 2016 - August 3, 2021

J.P. MORGAN SECURITIES LLC

CRD#: 79

MIAMI BEACH, FL

Past

November 7, 2014 - February 8, 2016

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

MIRAMAR, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AVENTURA PRIVATE WEALTH, LLC

CRD#: 332630 / SEC#: 801-130986

RIA

Registered Investment Advisory firm - (8/23/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/29/2021

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/30/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 4/29/2024

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7TO

Date: 9/3/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/7/2014

Investment Company Products/Variable Contracts Representative Examination

Current Firm

AVENTURA PRIVATE WEALTH, LLC

CRD#: 332630 / SEC#: 801-130986

RIA

Registered Investment Advisory firm - (8/23/2024 Approved)

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Contact information

Main Address

19790 West Dixie Hwy Suite 805-806, Aventura, FL 33180

Mailing Address

Phone number

(305) 845-1937

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AVENTURA PRIVATE WEALTH ADV PART 2A (8/21/2025)

Regulatory assets under management

Total Number of Accounts	380
AUM (Assets Under Management)	$ 268,385,057

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patrick Simon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Simon's CRS (Customer Relationship Summary).

Certified licenses

Experience

INSIGNEO ADVISORY SERVICES, LLC

INSIGNEO SECURITIES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

J.P. MORGAN SECURITIES LLC

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

AVENTURA PRIVATE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/29/2021

Series 63

Date: 1/30/2016

Series 6TO

Date: 4/29/2024

Series 7TO

Date: 9/3/2021

SIE

Date: 10/1/2018

Series 6

Date: 11/7/2014

Current Firm

AVENTURA PRIVATE WEALTH, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AVENTURA PRIVATE WEALTH, LLC

TRUST BUT VERIFY

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