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CB

Clare E. Broadhurst

BTIG
New York, NY 10022
Some features on this profile are disabled
CRD#: 6400729
CB

Professional summary

Clare Elisabeth Broadhurst, who also goes by Clare Elizabeth Broadhurst, Clare Elizabeth King, is a registered financial professional currently at BTIG, LLC located in New York, New York and STANDARD NEW YORK, INC. located in New York, New York.

Clare is registered as a RR (Registered Representative) and started their career in finance in 2015. Clare has worked at 4 firms and has passed the Series 16 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Clare Elizabeth Broadhurst | Clare Elizabeth King

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Clare Elisabeth Broadhurst's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 13, 2021 - Present

BTIG, LLC

Office #1: Park Avenue Tower 65 East 55th Street, New York, NY 10022
BD
CRD#: 122225
New York, NY
Current

October 15, 2024 - Present

STANDARD NEW YORK, INC.

Office #1: 540 Madison Avenue 25th Floor, New York, NY, 10022
BD
CRD#: 173725
NEW YORK, NY
Past

March 6, 2024 - April 11, 2024

INTESA SANPAOLO IMI SECURITIES CORP.

BD
CRD#: 19418
NEW YORK, NY
Past

January 8, 2015 - May 8, 2020

BBVA SECURITIES INC.

BD
CRD#: 27060
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 16
Date: 1/7/2015
NYSE Supervisory Analyst Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
FINRA

Current Firm

SN
STANDARD NEW YORK, INC.
STANDARD NEW YORK, INC.

CRD#: 173725 / SEC#: , 8-69552

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
540 Madison Avenue 25th Floor, New York, NY, 10022
Mailing Address
540 Madison Avenue 25th Floor, New York, NY, 10022
Phone number
(212) 407-3800
Established
Delaware since 09/30/2014
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
STANDARD BANK GROUP LIMITEDDIRECT OWNER
DE ZILVA, DERICK PATRICK DIMITRIDIRECTOR/CEO7764495
HALLER, GUIDO ANDRENON-EXECUTIVE DIRECTOR8001496
HARRINGTON, MAUREEN ANNDIRECTOR5649782
LANCASTER, TIM JAMESNON-EXECUTIVE DIRECTOR6627125
NAVEED, HASNAINFINOP / PFO / POO7004810
SIMOGLOU, ALEXANDROSCCO, AMLCO7649246

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STANDARD NEW YORK, INC.

CRD#: 173725New York, NY 10022

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