Patrick D. Duma
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick David Duma, who also goes by Patrick D Duma, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 2015. Patrick had worked at 1 firm and has passed the Series 65 exam.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2015 - December 12, 2018
VAN BRIGHT, LLC
State Registrations and Notice Filings
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Current Firm
VAN BRIGHT, LLC
CRD#: 226731 / SEC#:
Contact information
Red Flags
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