Daniel A. Neve
STRATEGIC ADVISERS LLC | Financial Consultant
LADERA RANCH, CA
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CRD#: 6400466
Professional summary
Daniel A. Neve, who also goes by Daniel Anthony Neve, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Ladera Ranch, California and FIDELITY BROKERAGE SERVICES LLC located in Mission Viejo, California.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Daniel has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
I strive to partner with my clients in order to insure they have an easy to understand plan moving forward. Whether we are starting from scratch or refining decades of pre-existing finances; we will work together to make the complex, simple.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Daniel Anthony Neve
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OAA#: 52611 | Org Name:Shutter Stock | Org Addr:New York, NY, US | Nature of Bus:an online photography service that allows people to upload images that other people can purchase | Invst Rel:N | Title:Photographer and Videographer/editor | Duties:I will be uploading photography and videos that other people may purchase | Start Dt:12/07/2017 | Total Hrs p/m:30 | Sec Trdng Hrs p/m:0 OAA#: 53535 | Org Name:Adobe Stock | Org Addr:Mission Viejo, CA, US | Nature of Bus:Software | Invst Rel:N | Title:Media Contributor | Duties:Act as independent photographer and videographer | Start Dt:02/15/2018 | Total Hrs p/m:30 | Sec Trdng Hrs p/m:0
CRS (Client Relationship Summary) - RIA
Click below to view Daniel A. Neve's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of Utah
Bachelor of Science (BS) - Economics
2016
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 27101 Puerta Real Ste 160, Mission Viejo, CA 92691RIA
CRD#: 104555
LADERA RANCH, CA
Current
October 31, 2014 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 27101 Puerta Real Ste 160, Mission Viejo, CA 92691BD
CRD#: 7784
Mission Viejo, CA
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
MISSION VIEJO, CA
Past
August 24, 2015 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
MISSION VIEJO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/4/2022)
RR
California(11/12/2014)
IAR
California(3/31/2025)
RR
Florida(1/4/2025)
RR
Georgia(7/21/2023)
RR
Hawaii(9/4/2025)
RR
Illinois(12/15/2020)
RR
Nevada(5/21/2024)
RR
North Carolina(3/30/2022)
RR
Oregon(6/4/2021)
RR
Pennsylvania(1/6/2023)
RR
Tennessee(5/3/2024)
RR
Texas(3/1/2024)
IAR
Texas(3/31/2025)
RR
Utah(1/6/2024)
RR
Virginia(9/4/2025)
RR
Washington(7/21/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Ladera Ranch, CATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
