AC
Andrew Child
SUMMIT GLOBAL INVESTMENTS
Draper, UT 84020
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CRD#: 6400192
AC
Professional summary
Andrew Child is a registered financial advisor currently at SUMMIT GLOBAL INVESTMENTS, LLC located in Draper, Utah.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Andrew has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Pursue Strategic, LLC / 0522-Present / Investment Related: No / 10966 S springland Drive South Jordan, UT 84095 / Member-Advisor / Pursue Strategic, LLC/ Hrs. Work Monthly: 20 / Sec Trading Hrs: 1 / The daily activities are advising businesses and business owners. Examples are exit planning, planning, valuation, tax strategy, and management consulting. Child Family Enterprises, LLC / 0815-Present / Investment Related: No / 10966 Spring land Drive, South Jordan UT 84095 / Member / Holding Company / Hrs. Work Monthly: 5 / Sec Trading Hrs: 0 / Secretary of the Board for one of the entities owned (Wonder Entertainment, LLC) Non-operating owner-member of Wonder Entertainment, LLC Non-operating owner-member of Ice Castles, LLC CFEFIN LLC POSITION: member NATURE: pass through INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/22/2022 ADDRESS: 10966 S Springland Drive, South Jordan UT 84095, United States DESCRIPTION: pass through for accounting
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Child's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 15, 2023 - Present
SUMMIT GLOBAL INVESTMENTS, LLC
Office #1: 1111 East Draper Parkway, Suite 310, Draper, UT 84020RIA
CRD#: 157091
Draper, UT
Past
September 10, 2015 - July 26, 2023
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
DRAPER, UT
Past
September 23, 2014 - July 26, 2023
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
DRAPER, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SG
SUMMIT GLOBAL INVESTMENTS, LLC
HARDEN, DAVID | SUMMIT GLOBAL PRIVATE WEALTH | SUMMIT GLOBAL INVESTMENTS, LLC | SUMMIT GLOBAL INVESTMENTS
CRD#: 157091 / SEC#: 801-76631
RIA
Registered Investment Advisory firm - (5/10/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(8/15/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SG
SUMMIT GLOBAL INVESTMENTS, LLC
HARDEN, DAVID | SUMMIT GLOBAL PRIVATE WEALTH | SUMMIT GLOBAL INVESTMENTS, LLC | SUMMIT GLOBAL INVESTMENTS
CRD#: 157091 / SEC#: 801-76631
RIA
Registered Investment Advisory firm - (5/10/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
620 South Main Street, Bountiful, UT 84010
Mailing Address
620 South Main Street, Bountiful, UT 84010
Phone number
(888) 251-4847
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (43 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,923 |
| AUM (Assets Under Management) | $ 1,921,141,101 |
Red Flags
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