Bruce W. Shaw
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Wayne Shaw, who also goes by Bruce Shaw, was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 2014. Bruce had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2021 - March 20, 2023
ENLIGHTENED FINANCIAL SERVICES
April 19, 2018 - August 28, 2019
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
April 18, 2018 - August 28, 2019
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 20, 2015 - April 19, 2018
EDWARD JONES
December 23, 2014 - April 19, 2018
EDWARD JONES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ENLIGHTENED FINANCIAL SERVICES
CRD#: 313070 / SEC#:
Contact information
Red Flags
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