AR
Andrea A. Romero
SECOND LINE CAPITAL
METAIRIE, LA 70002
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CRD#: 6399937
AR
Professional summary
Andrea Anne Romero, who also goes by A. Romero, is a registered financial advisor currently at SECOND LINE CAPITAL, LLC located in Metairie, Louisiana and LPL FINANCIAL LLC located in Metairie, Louisiana.
Andrea is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Andrea has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
A. Romero
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 05/08/2020 - Faubourg Private Wealth, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/15/2020 - 120 Hours Per Month/ During Trading 2) 5/8/2020- Non-Variable Insurance- Agent selling term life- Inv. Related- Metairie, LA- start date 4/15/2020- 14hrs/mth -10% 3) 07/06/2020 - Faubourg Private Wealth - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 04/15/2020 - 120 Hours Per Month/ 8 Hours During Trading 4) 11/10/2023 - Second Line Capital LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 05/18/2023 - 160 Hours Per Month/ During Trading - I provide investment advisory services through Second Line Capital LLC, an independent investment advisor firm. I started this business activity in 5/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Andrea Anne Romero's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 18, 2023 - Present
SECOND LINE CAPITAL, LLC
Office #1: 2800 Veterans Memorial Blvd. Suite 220, Metairie, LA 70002RIA
CRD#: 324386
METAIRIE, LA
Current
May 8, 2020 - Present
LPL FINANCIAL LLC
Office #1: 2800 Veterans Mem Blvd, #220, Metairie, LA 70002RIA
BD
CRD#: 6413
METAIRIE, LA
Past
May 12, 2020 - May 18, 2023
ADVISOR RESOURCE COUNCIL
RIA
CRD#: 164109
Metairie, LA
Past
January 8, 2015 - April 3, 2020
EDWARD JONES
RIA
CRD#: 250
NEW ORLEANS, LA
Past
November 17, 2014 - April 3, 2020
EDWARD JONES
BD
CRD#: 250
NEW ORLEANS, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SL
SECOND LINE CAPITAL, LLC
ATCHLEY WEALTH MANAGEMENT | SECOND LINE CAPITAL, LLC | MUSSO RETIREMENT ADVISORS | FAUBOURG PRIVATE WEALTH | ELBRIDGE ADVISORS, LLC | COMBEST FINANCIAL SERVICES
CRD#: 324386 / SEC#: 801-127790
RIA
Registered Investment Advisory firm - (9/19/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Louisiana(5/8/2020)
IAR
Louisiana(5/18/2023)
RR
Mississippi(5/9/2023)
RR
North Carolina(5/29/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SL
SECOND LINE CAPITAL, LLC
ATCHLEY WEALTH MANAGEMENT | SECOND LINE CAPITAL, LLC | MUSSO RETIREMENT ADVISORS | FAUBOURG PRIVATE WEALTH | ELBRIDGE ADVISORS, LLC | COMBEST FINANCIAL SERVICES
CRD#: 324386 / SEC#: 801-127790
RIA
Registered Investment Advisory firm - (9/19/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2800 Veterans Memorial Blvd. Suite 220, Metairie, LA 70002
Mailing Address
Phone number
(504) 321-0923
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,502 |
| AUM (Assets Under Management) | $ 723,038,061 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SECOND LINE CAPITAL, LLC
CRD#: 324386Metairie, LA 70002TRUST BUT VERIFY
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