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LD

Leon V. Dulion

DNA WEALTH MANAGEMENT LLC
Pensacola, FL
Some features on this profile are disabled
CRD#: 6399871
LD

Professional summary

Leon Varley Dulion III, who also goes by Lee Dulion, Leon V Dulion III, Leon V Dulion, is a registered financial advisor currently at DNA WEALTH MANAGEMENT LLC located in Pensacola, Florida.

Leon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Leon has worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Lee Dulion | Leon V Dulion Iii | Leon V Dulion

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ALTRUIST PROPERTIES, INC.; NON-INVESTMENT RELATED; OWNER; SAME OFFICE LOCATION; START DATE: 12/2021; SPENDS APPROX. 12HRS/MTH DURING TRADING; NON-PROFIT ORGANIZATION. My Dwelling LLC; non-investment related; owner; same office location; start date: 8/2022; Spends approx. 2HR/Week during trading hours. NOTRE DAME ALUMNI CLUB OF PENSACOLA; NON-INVESTMENT RELATED; PENSACOLA FL; START DATE: 02/2024; SPENDS APPROX. 1 HOUR MONTHLY DURING TRADING HOURS AND APPROX. 2 HOURS OUTSIDE OF TRADING HOURS. INTEGRITAS PARTNER'S, LLC; NON-INVESTMENT RELATED; PENSACOLA FL; START DATE: 4/26/2024; SPENDS 0 HOURS DURING TRADING HOURS AND 4 HOURS OUTSIDE OF TRADING HOURS MONTHLY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leon Varley Dulion III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 7, 2020 - Present

DNA WEALTH MANAGEMENT LLC

RIA
CRD#: 305791
Pensacola, FL
Past

March 23, 2015 - April 8, 2020

EDWARD JONES

RIA
CRD#: 250
Pensacola, FL
Past

November 17, 2014 - April 8, 2020

EDWARD JONES

BD
CRD#: 250
Pensacola, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Alabama
(12/10/2020)
IAR
Florida
(4/7/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/5/2015
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/22/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/17/2014
General Securities Representative Examination

Current Firm

DW
DNA WEALTH MANAGEMENT LLC
DNA WEALTH MANAGEMENT LLC

CRD#: 305791 / SEC#:

Alabama
Registered Investment Advisory firm - (12/10/2020 Approved)
Florida
Registered Investment Advisory firm - (4/7/2020 Approved)
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Contact information

Main Address
Pensacola, FL
Mailing Address
Phone number
(850) 450-1012
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts104
AUM (Assets Under Management)$ 20,671,765

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DNA WEALTH MANAGEMENT LLC

CRD#: 305791Pensacola, FL

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