Joseph K. Berry

TWIN CITY PRIVATE WEALTH

WINSTON-SALEM, NC 27101

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CRD#: 6399500

Professional summary

Joseph King Berry, who also goes by Joe Berry, is a registered financial advisor currently at TWIN CITY PRIVATE WEALTH, LLC located in Winston-salem, North Carolina.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Joseph has worked at 2 firms and has passed the Series 65 and Series 3 exams.

At a Glance

Always Fiduciary

Aliases

Joe Berry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph King Berry's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 20, 2021 - Present

TWIN CITY PRIVATE WEALTH, LLC

Office #1: 301 N Main Street Suite 1902, Winston-salem, NC 27101

RIA

CRD#: 315836

WINSTON-SALEM, NC

Past

October 6, 2014 - September 17, 2021

SEMMAX FINANCIAL ADVISORS, INC.

RIA

CRD#: 144978

WINSTON-SALEM, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TWIN CITY PRIVATE WEALTH, LLC

DOGWOOD WEALTH ADVISORS, LLC | TWIN CITY PRIVATE WEALTH, LLC

CRD#: 315836 / SEC#: 801-130041

RIA

Registered Investment Advisory firm - (4/26/2024 Approved)

North Carolina

Registered Investment Advisory firm - (5/10/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(8/20/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/6/2014

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 3/31/2016

National Commodity Futures Examination

Current Firm

TWIN CITY PRIVATE WEALTH, LLC

DOGWOOD WEALTH ADVISORS, LLC | TWIN CITY PRIVATE WEALTH, LLC

CRD#: 315836 / SEC#: 801-130041

RIA

Registered Investment Advisory firm - (4/26/2024 Approved)

North Carolina

Registered Investment Advisory firm - (5/10/2024 Terminated)

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Contact information

Main Address

301 N Main Street Suite 1902, Winston-salem, NC 27101

Mailing Address

Phone number

(336) 930-9494

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TWIN CITY PRIVATE WEALTH FORM ADV PART 2A (3/25/2025)

Regulatory assets under management

Total Number of Accounts	480
AUM (Assets Under Management)	$ 129,895,184

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph K. Berry

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph King Berry's CRS (Customer Relationship Summary).

Certified licenses

Experience

TWIN CITY PRIVATE WEALTH, LLC

SEMMAX FINANCIAL ADVISORS, INC.

Primary Firm SEC Registration

TWIN CITY PRIVATE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/6/2014

Series 3

Date: 3/31/2016

Current Firm

TWIN CITY PRIVATE WEALTH, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TWIN CITY PRIVATE WEALTH, LLC

TRUST BUT VERIFY

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