JB
Joseph K. Berry
TWIN CITY PRIVATE WEALTH
WINSTON-SALEM, NC 27101
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CRD#: 6399500
JB
Professional summary
Joseph King Berry, who also goes by Joe Berry, is a registered financial advisor currently at TWIN CITY PRIVATE WEALTH, LLC located in Winston-salem, North Carolina.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Joseph has worked at 2 firms and has passed the Series 65 and Series 3 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joe Berry
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Twin City Private Wealth Insurance Services, LLC; (2) Investment-related; (3) 301 N. Main Street, Suite 1902, Winston-Salem, NC 27101; (4) Insurance sales; (5) Owner and licensed insurance agent; (6) September 2021; (7) Approximately 40 hours per month (all during securities trading hours); (8) Recommend and sell insurance and other products. (1) American Financial Education Alliance; (2) Investment-related; (3) 349 Copperfield Blvd. NE, STE L #106, Concord, NC 28025; (4) Financial education; (5) Instructor; (6) October 2024; (7) Approximately 10 hours per month, including 6 hours during securities trading hours; (8) Teach financial education courses to members.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph King Berry's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 20, 2021 - Present
TWIN CITY PRIVATE WEALTH, LLC
Office #1: 301 N Main Street Suite 1902, Winston-salem, NC 27101RIA
CRD#: 315836
WINSTON-SALEM, NC
Past
October 6, 2014 - September 17, 2021
SEMMAX FINANCIAL ADVISORS, INC.
RIA
CRD#: 144978
WINSTON-SALEM, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
TWIN CITY PRIVATE WEALTH, LLC
DOGWOOD WEALTH ADVISORS, LLC | TWIN CITY PRIVATE WEALTH, LLC
CRD#: 315836 / SEC#: 801-130041
RIA
Registered Investment Advisory firm - (4/26/2024 Approved)North Carolina
Registered Investment Advisory firm - (5/10/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(8/20/2021)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
TC
TWIN CITY PRIVATE WEALTH, LLC
DOGWOOD WEALTH ADVISORS, LLC | TWIN CITY PRIVATE WEALTH, LLC
CRD#: 315836 / SEC#: 801-130041
RIA
Registered Investment Advisory firm - (4/26/2024 Approved)North Carolina
Registered Investment Advisory firm - (5/10/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
301 N Main Street Suite 1902, Winston-salem, NC 27101
Mailing Address
Phone number
(336) 930-9494
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 480 |
| AUM (Assets Under Management) | $ 129,895,184 |
Red Flags
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Company Information
TWIN CITY PRIVATE WEALTH, LLC
CRD#: 315836Winston-salem, NC 27101TRUST BUT VERIFY
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