Robert P. Joy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Paul Joy, who also goes by Bob Joy, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2015. Robert had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2016 - August 26, 2017
PLAN2THRIVE FINANCIAL SERVICES
September 22, 2015 - September 6, 2017
LPL FINANCIAL LLC
August 14, 2015 - September 6, 2017
LPL FINANCIAL LLC
State Registrations and Notice Filings
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Exams
Current Firm
PLAN2THRIVE FINANCIAL SERVICES
CRD#: 155015 / SEC#:
Contact information
Red Flags
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